JAMES O. BROWNING, District Judge.
While James disputes one of the Defendants' allegedly undisputed facts, almost all of the material facts are undisputed. See Plaintiff's Response in Opposition to Defendants' First Motion for Summary Judgment (Doc. No. 103) at 2-3, filed September 12, 2011 (Doc. 123) ("Response"). More specifically, James disputes only one of the Defendants' facts — whether Murphy Sr. threatened his daughter. See Response at 2-3. Additionally, James asserts that some of the Defendants' facts are not material. See Response at 2-3.
On June 5, 2007, at approximately 1:37 p.m., Arturo Bandera telephoned the Albuquerque Police Department ("APD") communications operator from his residence located at 1613 Spence, SE. See Deposition of Arturo Bandera at 37:23-25 (taken July 28, 2011), filed August 16, 2011 (Doc. 103-1) ("Bandera Depo."). Bandera informed the APD operator that the decedent in this matter, Murphy Sr., was standing at Bandera's front door armed with a knife. See Bandera Depo. at 38:3-7. In addition, Bandera stated that the suspect's actions were causing him to fear for his safety and requested that APD respond quickly. See Bandera Depo. at 38:9-12. Immediately following Bandera's call to the APD communications operator, Murphy Sr. left the area in a green Dodge four-by-four pick-up truck with a government license plate. See Albuquerque Police Department Interview of Jay Murphy Jr. at 7:14-18 (dated June 5, 2007), filed August 16, 2011 (Doc. 103-2) ("Murphy Jr. Interview"); Albuquerque Police Department Interview of Mariah Murphy at 7:7-12 (dated June 5, 2007), filed August 16, 2011 (Doc. 103-3) ("M. Murphy Interview").
Upon receiving Bandera's call, APD dispatched APD Officer Leonard Holloway to respond to Bandera's call. See Albuquerque Police Department Supplemental Report
Shortly thereafter, APD Crisis Intervention Team ("CIT") Officer Nicholas Sanders arrived at the scene to assist Officer Holloway. Holloway Supplemental Report at 1; Albuquerque Supplemental Report of Officer Nicholas Sanders at 1 (dated June 5, 2007), filed August 16, 2011 (Doc. 103-5) ("Sanders Supplemental Report"). Moments before Sanders' arrival, Murphy Sr.'s son, Jay Murphy Jr., exited 1608 Spence SE in an attempt to advise the police of Murphy Sr.'s emotional state. See Murphy Jr. Interview at 7:20-8:4; Holloway Supplemental Report at 1; Sanders Supplemental Report at 1. Because Murphy Jr. was a potential witness, and for Murphy Jr.'s own safety, Holloway placed Murphy Jr. in the rear seat of his patrol car. See Holloway Supplemental Report at 1; Murphy Jr. Interview at 12:9-12. Approximately ten minutes after Sanders arrived at the scene, Murphy Sr. stepped out of the residence holding a twelve- to fourteen-inch knife, a boom box radio, and a beer bottle. See Sanders Supplemental Report at 1. Murphy Sr. told the officers to release his son or someone would get hurt. See Sanders Supplemental Report at 1. While holding these items, Murphy Sr. approached Sanders. See Sanders Supplemental Report at 1. Instead of complying with Sanders' command, Murphy motioned as if he was going to throw the boom box radio or the beer bottle at Sanders. See Sanders Supplemental Report at 1.
The third officer to arrive on scene, APD Officer George Trujillo, also witnessed Murphy Sr. in front of 1608 Spence SE holding a knife and yelling in an irate manner. See Holloway Supplemental Report at 1; Sanders Supplemental Report at 1; Albuquerque Police Department Supplemental Report of Officer George Trujillo at 1 (dated June 5, 2007), filed August 16, 2011 (Doc. 103-6) ("Trujillo Supplemental Report"). As Murphy Sr. moved toward Sanders, Murphy Sr. threw a full bottle of beer at Trujillo. See Trujillo Supplemental Report at 1. The beer bottle broke in front of Trujillo, striking him with broken glass and beer. See Trujillo Supplemental Report at 1. Murphy Sr. then threw the boom box radio at officers, but missed striking them. See Trujillo Supplemental Report at 1. Afterward, Murphy Sr. retreated behind a wrought iron front door at 1608 Spence SE, continuing to ignore commands by officers to drop the knife. See Holloway Supplemental Report at 1; Sanders Supplemental Report at 1;
While M. Murphy stood next to Murphy Sr. at the front door of the residence, Trujillo began face-to-face negotiations with Murphy Sr. See Trujillo Supplemental Report at 1. Officer Trujillo watched M. Murphy attempt to walk past Murphy Sr., who was standing at the front door. See Trujillo Supplemental Report at 1. Murphy Sr. grabbed M. Murphy by her arm and pulled her back into the residence stating, "You're not going anywhere." See Trujillo Supplemental Report at 1.
After Trujillo's verbal exchange with Murphy Sr. ended, Sanders took over the negotiations and requested that Murphy Sr. release M. Murphy. See M. Murphy Interview at 11:4-7; Sanders Supplemental Report at 1; Trujillo Supplemental Report at 2; M. Murphy Depo. at 112:2-11. Upon their arrival, SWAT officers relieved the patrol officers of their inner perimeter responsibilities. See Holloway Supplemental Report at 1; Sanders Supplemental Report at 1; Trujillo Supplemental Report at 1. As APD CNT members arrived, these CNT officers replaced the patrol officers who were speaking with Murphy Sr. See Sanders Supplemental Report at 2. Meanwhile, the SWAT team began to develop an emergency hostage rescue plan. See Albuquerque Police Department Interview of Officer Russell Carter at 14:3-16:7 (dated June 5, 2007), filed August 16, 2011 (Doc. 103 -10) ("Carter Interview"). Additionally the entry team took positions on the east side of the target residence. See Carter Interview at 12:13-15.
The chain of command at the scene was Johnston, the acting Lieutenant who was the tactical commander in charge of the scene, and Gaunterman, who was in charge of the entry decision. See Deposition of Charles D. Hedrick at 5:6-6:8, filed September 12, 2011 (Doc. 123-1) ("Hedrick Depo."). In Gaunterman's absence, Officer Charles Hedrick was the entry team leader. See Hedrick Depo. at 5:6-6:8. The chain of command did not include Defendant Russell Carter. See Deposition of Officer Russell Carter at 10:1-15, filed September 12, 2011 (Doc. 123-2) ("Carter Depo. # 2"). Shortly after Carter arrived at the scene, he decided to "pick up the ball and run with it." Carter Depo. # 2 at 10:1-15. Carter did so by not asking for permission to take additional action, but by telling entry team leader Hedrick what he was going to do. See Response at ¶ 3, at 3 (setting forth this fact); Reply at 1 (not disputing this fact). At the time Carter put himself in charge, he knew that there had been some negotiations with the people in the house, but he did not know who had conducted these negotiations, what progress had been made, or what had been said. See Carter Depo. #2 at 7:10-9:6.
Defendant APD SWAT Officer Josh Brown was the point man on the entry team. See Deposition of Officer Russell Carter at 41:13-20 (dated July 25, 2011), filed August 16, 2011 (Doc. 103-11) ("Carter Depo."). APD Officer Carter, entered 1612 Spence SE and took a position in a west side, upstairs bedroom. See Carter Interview at 20:12-22:11. 1612 Spence SE is adjacent to and immediately east of 1608 Spence SE. See Carter Interview at 22:3-11. From the second story window on the west side of 1612 Spence SE, Carter could see directly into the second story bedroom of 1608 Spence SE. See Carter Interview at 22:3-11. During the time that Carter was positioned at 1612 Spence SE, Carter was able to observe Murphy Sr. and M. Murphy who were both located in M. Murphy's second story bedroom at 1608 Spence SE. See M. Murphy Depo. at 123:24-124:14; Carter Interview at 25:3-9. Carter's understanding was that he could not legally order a warrantless entry and SWAT team assault into the home unless there was an immediate threat of death to someone inside the home. See Carter
James' police procedures expert, Robert Jones, testified that, before Carter fired a shot at Murphy Sr., Carter knew that Murphy Sr. had committed the inherently violent crime of aggravated assault against Bandera. See Deposition of Robert Jones at 166:24-167:5, 167:10-14 (taken July 26, 2011), filed August 16, 2011 (Doc. 103-12) ("Jones Depo."). Jones also testified that, before Carter fired his shot at Murphy Sr., Carter knew that Murphy Sr. committed the violent crime of false imprisonment against M. Murphy. See Jones Depo. at 166:16-18, 167:15-19. Carter stated that he did not know what crimes, if any, Murphy Sr. had committed. See Carter Depo. # 2 at 7:10-9:6.
Carter then fired one round from his rifle. See Carter Interview at 32:17-33:1. Carter aimed this shot at Murphy Sr. See Carter Interview at 33:10-12. This round did not strike Murphy Sr. or M. Murphy and did not cause them any physical injuries. See MSJ ¶ 52, at 10 (setting forth this fact); Response at 2-3 (not disputing this fact). As M. Murphy walked through a hallway to the stairs, a bullet pierced through the wall and almost struck her. See M. Murphy Depo. at 126:18-127:7. Although the trajectory of the bullet was close to M. Murphy, Officer Carter's round did not strike M. Murphy or cause her any physical injuries. See M. Murphy Depo. at 131:2-7. After the bullet struck another wall, M. Murphy ran downstairs and into the kitchen of her house. See M. Murphy Depo. at 131:8-16. At the time Carter decided to use deadly force to try and shoot Murphy Sr., Carter thought Murphy Sr. was closing the distance in the upstairs bedroom towards M. Murphy, with the
Paramedic David A Weaver was also upstairs in the house next door with Carter. See Deposition of David A. Weaver at 32:11-24, filed September 12, 2011 (Doc. 123-3) ("Weaver Depo."). Weaver contends that he saw Murphy Sr. attacking M. Murphy with a knife when Carter fired. See Weaver Depo. at 32:11-24. Weaver states that he was starting to pull the trigger on his weapon at the moment Murphy Sr. was attacking M. Murphy with the knife, but stopped at that instant, because that is when the flash bangs went off. See Weaver Depo. at 33:24-34:8. Specifically, Weaver remembers that immediately after Carter shot at Murphy Sr., Weaver pulled down the blinds, used his weapon to break some glass out of his way, trained his weapon on Murphy Sr. who was attacking M. Murphy as she was falling, and prepared to fire when the flash bangs went off. See Weaver Depo. at 35:4-36:25. Weaver testified that only a few seconds passed between Carter's shot and the flash bangs going off, at which time M. Murphy was in the room, falling down under her father's knife. See Weaver Depo. at 35:4-36:25. M. Murphy asserted that she was not in the room with her father when Carter decided to use deadly force. See Affidavit of Mariah Murphy ¶ 4, at 1, filed September 12, 2011 (Doc. 123-4) ("M. Murphy Aff."). She had left the room and was on her way down stairs to get her father something to drink when Carter's shot came through a wall in front of her face. See M. Murphy Aff. ¶ 4-5, at 1. According to Jones, any reasonable law enforcement officer in Carter's position knew or should have known it was more likely than not that Murphy Sr. would attempt to protect himself, his daughter, and his home with deadly force, and that the SWAT team would likewise respond
Carter did not intend this shot that he fired at Murphy Sr. — a shot that missed — to almost strike M. Murphy. See MSJ ¶ 59, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Carter did not know nor should he have known that the shot he fired at Murphy Sr. would almost strike M. Murphy. See MSJ ¶ 60, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Carter did not restrain, arrest, imprison, or otherwise treat M. Murphy as if she was a suspect. See MSJ ¶ 61, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Carter did not fire his weapon with intent to harm M. Murphy "or worsen her legal plight." MSJ ¶ 62, at 11 (setting forth this fact). After Carter fired this first shot, he did not have any interaction with M. Murphy. See MSJ ¶ 63, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Carter did not "intentionally seize[] or otherwise willfully acquire[] physical control over Mariah." MSJ ¶ 64, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Defendants Martin J. Chavez, Ray Schultz, and the City of Albuquerque (the "City Defendants"), did not treat these individuals differently than other similarly situated criminal suspects and citizens. MSJ ¶ 65, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). A racial animus against the Murphy family did not motivate the City Defendants' actions. See MSJ ¶ 66, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). A racial animus did not motivate Carter or Brown's use of deadly force against the Murphy Sr. or M. Murphy. See MSJ ¶ 67, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact).
On June 6, 2009, James filed her Verified Complaint for Negligence and Civil Rights Abuse (Police Misconduct) Including But Not Limited to Wrongful Death. See Doc. 1 ("Original Complaint"). The Original Complaint was verified. See Original Complaint at 23. On July 2, 2009, James filed her Verified First Amended Complaint for Negligence and Civil Rights Abuse (Police Misconduct) Including But Not Limited to Wrongful Death. See Doc. 3 ("Amended Complaint"); id. at 25 (verification).
On August 16, 2011, the Defendants filed their first Motion for Summary Judgment. In this Motion for Summary Judgment, they seek dismissal of the claims against Carter. See MSJ at 1-2. Specifically, the Defendants argue that Carter's qualified immunity defense precludes James' Fourth and Fourteenth Amendment claims. See MSJ at 2. First, the Defendants argue that the Court should enter summary judgment on the Fourth Amendment claims against Carter, because there is no evidence that a seizure of Murphy Sr. or M. Murphy occurred. See MSJ at 2. Second, they argue that neither Murphy Sr. or M. Murphy can state an actionable Fourteenth Amendment excessive force claim, because Carter's
On September 12, 2011, James filed her Response to the Defendants' Motion for Summary Judgment. James contends that Carter's use of deadly force was not constitutional unless M. Murphy was in imminent mortal danger. See Response at 6. Additionally, James argues that Carter's use of force was not objectively reasonable under the circumstances. See Response at 7-8. James did not specifically respond to the Defendants' argument that no seizure occurred when Carter fired his weapon. James also argues that Carter's decision to order the SWAT team to enter the home was presumptively unconstitutional and objectively unreasonable. See Response at 8-10. Furthermore, James argues that Carter's conduct, specifically his conclusion that exigent circumstances justified the decision to use deadly force against Murphy Sr., shocks the conscious. See Response at 11-13. James did not specifically respond to the Defendants' argument that no Equal Protection Clause violation occurred.
On September 19, 2011, the Defendants filed their Reply. They argue that James has failed to specifically controvert their Motion for Summary Judgment in the manner that rule 56(e) of the Federal Rules of Civil Procedure and the applicable local rules require, and thus the Court should deem those facts admitted. See Reply at 2-5. They also contend that James cannot create a disputed issue of material fact by putting together her own version of the facts with the Defendants' version of the facts. See Reply at 5-7. They point out that James has put forward no evidence that Carter intentionally seized M. Murphy or Murphy Sr. See Reply at 7-8. The Defendants also argue that the Court should not consider James' arguments regarding the officers illegal entry into the Murphy home because James never brought such a claim in her Amended Complaint. See Reply at 8. They also contend that James cannot state an actionable Fourteenth Amendment claim based on Carter's alleged negligent acts. See Reply at 9-10.
The Court held a hearing on October 4, 2011. At the hearing, James clarified that Murphy Jr. is not asserting any claims against the Defendants and was never joined as a party in the Amended Complaint. See Transcript of Hearing at 5:11-21 (taken October 4, 2011) (Lyle) ("Oct. 4, 2011 Tr.").
With respect to the issues raised in the Motion for Summary Judgment, James emphasized that she has conceded only that the officers in the SWAT entry team
James sought to distinguish some of the Defendants' authority regarding seizures based on the factual distinction that Murphy Sr. and M. Murphy were in their home rather in some type of vehicle or public place. See Oct. 4, 2011 Tr. at 29:4-19 (Lyle). James also contended that there were no exigent circumstances justifying Carter's conduct. See Oct. 4, 2011 Tr. at 29:15-30:23 (Lyle). James argued that a jury should be able to decide the issue of Carter's intent with respect to his actions. See Oct. 4, 2011 Tr. at 30:5-25 (Lyle). The Defendants reiterated at the hearing that James did not raise her claims regarding the officers' illegal entry in the home in her pleadings. See Oct. 4, 2011 Tr. at 38:6-39:6 (Robles). James argued that one can glean from the Amended Complaint the assertion of this claim. See Oct. 4, 2011 Tr. at 39:17-19 (Lyle). In the alternative, James asked for leave to amend her Amended Complaint. See Oct. 4, 2011 Tr. at 39:20-25 (Lyle).
At the pre-trial conference on October 28, 2011, the parties agreed that the Court could go ahead and address these unlawful entry claims raised in the Response without requiring James to formally seek leave to amend her Amended Complaint. See Transcript of Hearing at 8:20-10:2 (taken October 28, 2011) (Court, Lyle, Robles) ("Oct. 28, 2011 Tr.").
Rule 56(c) of the Federal Rules of Civil Procedure states that summary judgment "should be rendered if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(c)(2). The movant bears the initial burden of "show[ing] that there is an absence of evidence to support the nonmoving party's case." Bacchus Indus., Inc. v. Arvin Indus., Inc., 939 F.2d 887, 891 (10th Cir. 1991) (internal quotation marks omitted). See Celotex Corp. v. Catrett, 477 U.S. 317,
The party opposing a motion for summary judgment must "set forth specific facts showing that there is a genuine issue for trial as to those dispositive matters for which it carries the burden of proof." Applied Genetics Int'l, Inc. v. First Affiliated Sec., Inc., 912 F.2d 1238, 1241 (10th Cir. 1990). See Vitkus v. Beatrice Co., 11 F.3d 1535, 1539 (10th Cir.1993) ("However, the nonmoving party may not rest on its pleadings but must set forth specific facts showing that there is a genuine issue for trial as to those dispositive matters for which it carries the burden of proof." (internal quotation marks omitted)). Rule 56 provides that "an opposing party may not rely merely on allegations or denials in its own pleading; rather, its response must — by affidavits or as otherwise provided in this rule — set out specific facts showing a genuine issue for trial." Fed.R.Civ.P. 56(e)(2). It is not enough for the party opposing a properly supported motion for summary judgment to "rest on mere allegations or denials of his [or her] pleadings." Anderson v. Liberty Lobby, Inc., 477 U.S. at 256, 106 S.Ct. 2505. See Abercrombie v. City of Catoosa, 896 F.2d 1228, 1231 (10th Cir.1990); Otteson v. United States, 622 F.2d 516, 519 (10th Cir.1980) ("However, `once a properly supported summary judgment motion is made, the opposing party may not rest on the allegations contained in his complaint, but must respond with specific facts showing the existence of a genuine factual issue to be tried.'" (citation omitted)). Nor can a party "avoid summary judgment by repeating conclusory opinions, allegations unsupported by specific facts, or speculation." Colony Nat'l Ins. Co. v. Omer, No. 07-2123, 2008 WL 2309005, at *1 (D.Kan. June 2, 2008) (citing Fed.R.Civ.P. 56(e); Argo v. Blue Cross & Blue Shield of Kan., Inc., 452 F.3d 1193, 1199 (10th Cir.2006)). "In responding to a motion for summary judgment, `a party cannot rest on ignorance of facts, on speculation, or on suspicion and may not escape summary judgment in the mere hope that something will turn up at trial.'" Colony Nat'l Ins. Co. v. Omer, 2008 WL 2309005, at *1 (quoting Conaway v. Smith, 853 F.2d 789, 794 (10th Cir. 1988)).
Genuine factual issues must exist that "can be resolved only by a finder of fact because they may reasonably be resolved in favor of either party." Anderson v. Liberty Lobby, Inc., 477 U.S. at 250, 106 S.Ct. 2505. A mere "scintilla" of evidence will not avoid summary judgment. Vitkus v. Beatrice Co., 11 F.3d at 1539 (citing Anderson v. Liberty Lobby, Inc., 477 U.S. at 248, 106 S.Ct. 2505). Rather, there must be sufficient evidence on which the fact-finder could reasonably find for the nonmoving party. See Anderson v. Liberty Lobby, Inc., 477 U.S. at 251, 106 S.Ct. 2505 (quoting Schuylkill & Dauphin Improvement Co. v. Munson, 81 U.S. 442, 448, 14 Wall. 442, 20 L.Ed. 867 (1871)); Vitkus v. Beatrice Co., 11 F.3d at 1539. "[T]here is no evidence for trial unless there is sufficient evidence favoring the nonmoving party for a jury to return a verdict for that party. If the evidence is merely colorable ... or is not significantly probative, ... summary judgment may be granted." Anderson v. Liberty Lobby, Inc., 477 U.S. at 249, 106 S.Ct. 2505 (citations omitted). Where a rational trier of fact, considering the record as a whole, could not find for the non-moving party, there is no genuine issue for trial. See Matsushita Elec. Indus. Co. v. Zenith Radio
When reviewing a motion for summary judgment, the court should keep in mind three principles. First, the court's role is not to weigh the evidence, but to assess the threshold issue whether a genuine issue exists as to material facts requiring a trial. See Anderson v. Liberty Lobby, Inc., 477 U.S. at 249, 106 S.Ct. 2505. Second, the court must resolve all reasonable inferences and doubts in favor of the non-moving party, and construe all evidence in the light most favorable to the non-moving party. See Hunt v. Cromartie, 526 U.S. at 550-55, 119 S.Ct. 1545; Anderson v. Liberty Lobby, Inc., 477 U.S. at 255, 106 S.Ct. 2505 ("The evidence of the non-movant is to be believed, and all justifiable inferences are to be drawn in his favor."). Third, the court cannot decide any issues of credibility. See Anderson v. Liberty Lobby, Inc., 477 U.S. at 255, 106 S.Ct. 2505.
Qualified immunity recognizes the "need to protect officials who are required to exercise their discretion and the related public interest in encouraging the vigorous exercise of official authority." Harlow v. Fitzgerald, 457 U.S. at 807, 102 S.Ct. 2727. "Qualified immunity protects federal and state officials from liability for discretionary functions, and from `the unwarranted demands customarily imposed upon those defending a long drawn-out lawsuit.'" Roybal v. City of Albuquerque, No. 08-0181, 2009 WL 1329834, at *10 (D.N.M. Apr. 28, 2009) (Browning, J.) (quoting Siegert v. Gilley, 500 U.S. 226, 232, 111 S.Ct. 1789, 114 L.Ed.2d 277 (1991)). Issues of qualified immunity are best resolved at the "earliest possible stage in litigation." Pearson v. Callahan, 555 U.S. 223, 230-31, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009) (quoting Hunter v. Bryant, 502 U.S. 224, 227, 112 S.Ct. 534, 116 L.Ed.2d 589 (1991) (per curiam)).
Qualified immunity shields government officials from liability where "their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Pearson v. Callahan, 555 U.S. at 230-31, 129 S.Ct. 808 (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982)). When a defendant asserts qualified immunity at summary judgment, the responsibility shifts to the plaintiff to meet a "heavy two-part burden." Medina v. Cram, 252 F.3d 1124, 1128 (10th Cir.2001). The plaintiff must demonstrate on the facts alleged: (i) that the defendant's actions violated his or her constitutional or statutory rights; and (ii) that the right was clearly established at the time of the alleged unlawful activity. See Riggins v. Goodman, 572 F.3d 1101, 1107 (10th Cir.2009).
In determining whether the plaintiff has met his or her burden of establishing a constitutional violation that was clearly established, the court construes the facts in the light most favorable to the plaintiff as the non-moving party. See Scott v. Harris, 550 U.S. 372, 378-80, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007); Riggins v. Goodman, 572 F.3d at 1107 (noting that the United States Court of Appeals for the Tenth Circuit "accept[s] the facts and the plaintiff alleges them"). In Thomson v. Salt Lake County, 584 F.3d 1304 (10th Cir.2009), the Tenth Circuit explained:
Thomson v. Salt Lake Cnty., 584 F.3d at 1312. "The Tenth Circuit, in Rhoads v. Miller explained that the blatant contradictions of the record must be supported by more than other witnesses' testimony[.]" Lymon v. Aramark Corp., 728 F.Supp.2d 1222, 1249 (D.N.M.2010) (Browning, J.) (citation omitted).
Rhoads v. Miller, 352 Fed.Appx. 289, 291-92 (10th Cir.2009) (unpublished) (internal quotation marks omitted). See Lymon v. Aramark Corp., 728 F.Supp.2d at 1249-50 (quoting Rhoads v. Miller, 352 Fed.Appx. at 291-92). In a concurring opinion in Thomson v. Salt Lake County, the Honorable Jerome A. Holmes, United States Circuit Judge for the Tenth Circuit, stated that courts must focus first on the legal question of qualified immunity and "determine whether plaintiff's factual allegations are sufficiently grounded in the record such that they may permissibly comprise the universe of facts that will serve as the foundation for answering the legal question before the court" before inquiring into whether there are genuine issues of material fact for resolution by the jury. 584 F.3d at 1326-27 (Holmes, J. concurring) (citing Goddard v. Urrea, 847 F.2d 765, 770 (11th Cir.1988) (Johnson, J., dissenting) (observing that, even if factual disputes exist, "these disputes are irrelevant to the qualified immunity analysis because that analysis assumes the validity of the plaintiffs' facts.")).
In evaluating whether the right was clearly established, the court considers whether the right was sufficiently clear that a reasonable government employee in the defendant's shoes would understand that what he did violated that right. See Casey v. W. Las Vegas Indep. Sch. Dist., 473 F.3d 1323, 1327 (10th Cir.2007). A clearly established right is generally defined as a right so thoroughly developed and consistently recognized under the law
The Supreme Court recently revisited the proper procedure for lower courts to evaluate a qualified-immunity defense. In Pearson v. Callahan, the Supreme Court held that lower courts "should be permitted to exercise their sound discretion in deciding which of the two prongs of the qualified immunity analysis should be addressed first in light of the circumstances of the particular case at hand." 555 U.S. at 235-36, 129 S.Ct. 808. The Supreme Court also noted in Pearson v. Callahan that, while no longer mandatory, the protocol outlined in Saucier v. Katz will often be beneficial. See 555 U.S. at 235-36, 129 S.Ct. 808. Once the plaintiff has established the inference that the defendant's conduct violated a clearly established constitutional right, a qualified immunity defense generally fails. See Cannon v. City & Cnty. of Denver, 998 F.2d 867, 870-71 (10th Cir.1993).
The Fourth Amendment to the United States Constitution "protects `[t]he right of the people to be secure in their person, houses, papers, and effects, against unreasonable searches and seizures.'" United States v. Thompson, 524 F.3d 1126, 1132 (10th Cir.2008) (quoting U.S. Const. amend. IV). It also commands that "no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized." U.S. Const. amend. IV. "The security of one's privacy against arbitrary intrusion by the police — which is at the core of the Fourth Amendment — is basic to a free society." Wolf v. Colorado, 338 U.S. 25, 27, 69 S.Ct. 1359, 93 L.Ed. 1782 (1949), overruled on other grounds by Mapp v. Ohio, 367 U.S. 643, 81 S.Ct. 1684, 6 L.Ed.2d 1081 (1961).
"[W]hether a particular seizure is reasonable is dependent on the `totality of the circumstances.'" Ryder v. City of Topeka, 814 F.2d 1412, 1419 n. 16 (10th Cir.1987). An arrest constituting a seizure occurs when there is the exercise of a certain degree of physical force or submission to the assertion of authority. See California v. Hodari, 499 U.S. 621, 626, 111 S.Ct. 1547, 113 L.Ed.2d 690 (1991). The Tenth Circuit has identified several factors that are relevant in determining whether a person has been seized within
Jones v. Hunt, 410 F.3d 1221, 1226 (10th Cir.2005) (internal quotation marks omitted). Additionally, "[v]iolation of the Fourth Amendment requires an intentional acquisition of physical control. A seizure occurs even when an unintended person or thing is the object of the detention or taking, but the detention or taking itself must be willful." Brower v. Cnty. of Inyo, 489 U.S. 593, 596, 109 S.Ct. 1378, 103 L.Ed.2d 628 (1989).
"[A]pprehension by the use of deadly force is a seizure subject to the reasonableness requirement of the Fourth Amendment." Tennessee v. Garner, 471 U.S. 1, 7, 105 S.Ct. 1694, 85 L.Ed.2d 1 (1985). "To determine the constitutionality of a seizure `[courts] must balance the nature and quality of the intrusion on the individual's Fourth Amendment interests against the importance of the governmental interests alleged to justify the intrusion.'" Tennessee v. Garner, 471 U.S. at 8, 105 S.Ct. 1694. The balance of these competing interests is one of the key principles underlying the Fourth Amendment. See Tennessee v. Garner, 471 U.S. at 8, 105 S.Ct. 1694. "Because one of the factors is the extent of the intrusion, it is plain that reasonableness depends on not only when a seizure is made, but also how it is carried out." Tennessee v. Garner, 471 U.S. at 8, 105 S.Ct. 1694.
The Tenth Circuit has recognized that the use of a taser on a person, although it does not constitute deadly force, results in a seizure of the victim. See Cavanaugh v. Woods Cross City, 625 F.3d 661, 665 (10th Cir.2010). The Tenth Circuit assumed without deciding that, when a person in a vehicle was shot, but that shot initially failed to stop the person's progress, that a seizure had occurred. See Thomas v. Durastanti, 607 F.3d 655, 663 (10th Cir.2010) ("Even assuming without deciding Mr. Thomas can meet the seizure element of his claim, however, he cannot show that it was unreasonable."). The Tenth Circuit noted that the plaintiff in that case's argument relied on dicta in the Supreme Court's decision in California v. Hodari to the effect that "the `application of physical force to restrain movement, even when it is ultimately unsuccessful' is a seizure." Thomas v. Durastanti, 607 F.3d at 663. On the other hand, when a police officer shot at a person piloting a helicopter, who had been taken hostage at gunpoint and required to assist in the escape, and successfully hit the helicopter once, the Tenth Circuit concluded that no seizure had occurred; the Tenth Circuit found that the plaintiff had not submitted to the show of authority as he continued to flee once officers hit the helicopter. See Bella v. Chamberlain, 24 F.3d 1251, 1256 (10th Cir. 1994) ("The shots constituted an assertion of authority, but they did not cause Mr. Bella to submit nor did they otherwise succeed in stopping him. Indeed, Mr. Bella does not contend seriously that he was `seized' prior to the time he was actually arrested at the Albuquerque International Airport." (footnotes omitted)). The Tenth Circuit did not find it significant in its analysis that the plaintiff could not submit to the show of authority because he was a hostage held at gunpoint. See Bella v. Chamberlain, 24 F.3d at 1256 n. 5. The Tenth Circuit also noted that, even if the
Childress v. City of Arapaho, 210 F.3d at 1157 (quoting Brower v. Cnty. of Inyo, 489 U.S. at 596, 109 S.Ct. 1378). The Tenth Circuit reached this conclusion even though the police officers knew that the plaintiffs were in the van with the fugitives. See Childress v. City of Arapaho, 210 F.3d at 1155-57.
With respect to the issue of reasonableness, courts must determine the reasonableness of the use of deadly force from "the totality of the circumstances." Phillips v. James, 422 F.3d 1075, 1083 (10th Cir.2005). "Where the officer has probable cause to believe that the suspect poses a threat of serious physical harm, either to the officer or to others, it is not constitutionally unreasonable to prevent escape by using deadly force." Carr v. Castle, 337 F.3d 1221, 1227 (10th Cir.2003) (quoting Tennessee v. Garner, 471 U.S. at 11, 105 S.Ct. 1694). As the Tenth Circuit noted:
Carr v. Castle, 337 F.3d at 1227 (quoting Tennessee v. Garner, 471 U.S. at 11, 105 S.Ct. 1694). On the other hand, "[w]here the suspect poses no immediate threat to the officer and no threat to others, the harm resulting from failing to apprehend him does not justify the use of deadly force to do so.... A police officer may not seize an unarmed, nondangerous suspect by shooting him dead." Tennessee v. Garner, 471 U.S. at 11, 105 S.Ct. 1694. The use of deadly force is justified under the Fourth Amendment "if a reasonable officer in the Defendant's position would have had probable cause to believe that there was a threat of serious physical harm to themselves or to others." Phillips v. James, 422 F.3d at 1083. Courts should also consider whether the officers were in danger at the moment that they used force, and whether the officers reckless or deliberate conduct during the seizure unreasonably created the need to use such force. See Phillips v. James, 422 F.3d at 1083. Negligent acts that precipitate a confrontation, on the other hand, are not actionable. See Blossom v. Yarbrough, 429 F.3d 963, 968 (10th Cir.2005). A court may consider only events immediately connected with the seizure. See Blossom v. Yarbrough, 429 F.3d at 968. Depending on the context, employing the assistance of a SWAT team can render a search unreasonable. See Phillips v. James, 422 F.3d at 1082.
"[T]he Fourth Amendment protects people, not places," and the Supreme Court has vigorously asserted that the proper analysis under the Fourth Amendment is not whether the place searched is a "constitutionally protected area." Katz v. United States, 389 U.S. 347, 351, 88 S.Ct. 507, 19 L.Ed.2d 576 (1967). The proper inquiry is whether the defendant had an expectation of privacy in the place searched and whether that expectation was objectively reasonable. See Katz v. United States, 389 U.S. at 351, 88 S.Ct. 507 ("What a person knowingly exposes to the public, even in his own home or office, is not a subject of Fourth Amendment protection. But what he seeks to preserve as private, even in an area accessible to the public, may be constitutionally protected."); Katz v. United States, 389 U.S. at 361, 88 S.Ct. 507 (Harlan, J., concurring) ("My understanding of the rule that has emerged from prior decisions is that there is a twofold requirement, first that a person have exhibited an actual (subjective) expectation of privacy and, second, that the expectation be one that society is prepared to recognize as `reasonable.'").
There is no doubt, however, that a citizen has a reasonable expectation of privacy, and a particularly strong one, in his own home. The "chief evil" from which the Fourth Amendment protects citizens is unwanted police entry into the home, and the "principal protection" is "the Fourth Amendment's warrant requirement." United States v. Thompson, 524 F.3d at 1132. See Kyllo v. United States, 533 U.S. 27, 31, 121 S.Ct. 2038, 150 L.Ed.2d 94 (2001) ("`At the very core' of the Fourth Amendment `stands the right of a man to retreat into his own home and there be free from unreasonable governmental intrusion.'" (quoting Silverman v. United States, 365 U.S. 505, 511, 81 S.Ct. 679, 5 L.Ed.2d 734 (1961))); Payton v. New York, 445 U.S. 573, 586, 100 S.Ct. 1371, 63 L.Ed.2d 639 (1980) ("[S]earches
Not all searches require a warrant. The Supreme Court has instructed that, when assessing the reasonableness of a warrantless search, a court must begin "with the basic rule that `searches conducted outside the judicial process, without prior approval by judge or magistrate, are per se unreasonable under the Fourth Amendment — subject only to a few specifically established and well-delineated exceptions.'" Arizona v. Gant, 556 U.S. 332, 129 S.Ct. 1710, 1716, 173 L.Ed.2d 485 (2009) (citing Katz v. United States, 389 U.S. at 357, 88 S.Ct. 507). See Payton v. New York, 445 U.S. at 586, 100 S.Ct. 1371. As the Tenth Circuit stated in United States v. Cos, 498 F.3d 1115 (10th Cir. 2007): "A warrantless search of a suspect's home is per se unreasonable under the Fourth Amendment unless the government can show that it falls within `one of a carefully defined set of exceptions.'" 498 F.3d at 1123 (quoting Coolidge v. New Hampshire, 403 U.S. 443, 474, 91 S.Ct. 2022, 29 L.Ed.2d 564 (1971)). See United States v. Thompson, 524 F.3d at 1132.
"One exception to the warrant requirement is when police reasonably believe an emergency exists that makes it infeasible to obtain a warrant." United States v. Gambino-Zavala, 539 F.3d 1221, 1225 (10th Cir.2008). "The government bears the burden of proving the exigency exception to the warrant requirement applies." United States v. Najar, 451 F.3d 710, 717 (10th Cir.2006) (citing United States v. Wicks, 995 F.2d 964, 970 (10th Cir.1993)). "That burden is especially heavy when the exception must justify the warrantless entry of a home." United States v. Najar, 451 F.3d at 717 (citation omitted). Generally, a warrantless entry under the exigent-circumstances exception requires probable cause and exigent circumstances. See Kirk v. Louisiana, 536 U.S. 635, 638, 122 S.Ct. 2458, 153 L.Ed.2d 599 (2002); Manzanares v. Higdon, 575 F.3d 1135, 1142-43 (10th Cir.2009). With respect to the standard of review on the existence of exigent circumstances, the Tenth Circuit has stated that: "The existence of exigent circumstances is a mixed question of law and fact. Although we accept underlying fact findings unless they are clearly erroneous, the determination of whether those facts satisfy the legal test of exigency is subject to de novo review." United States v. Davis, 290 F.3d 1239, 1241 (10th Cir.2002).
Additionally, the Tenth Circuit appears to have recognized a subset of exigent-circumstances cases — "emergency-aid" cases — that do not require probable cause. United States v. Najar, No. 03-0735, 2004 WL 3426123, at *6 (D.N.M. Sept. 3, 2004) (Browning, J.), aff'd, 451 F.3d 710 (10th Cir.2006). As the Court stated in United States v. Najar:
United States v. Najar, 2004 WL 3426123, at *6 (alteration original). In the Tenth Circuit's opinion in United States v. Najar, the Tenth Circuit held that the exigent-circumstances exception to the warrant requirement authorized a warrantless police entry in an emergency-aid situation without a showing of probable cause. In so doing, the Tenth Circuit noted that the Supreme Court in Brigham City, Utah v. Stuart, which was determining "whether the risk of personal danger created exigent circumstances," did not "require probable cause in this type of exigent circumstances."
In such emergency-aid situations, the Tenth Circuit employs a two-pronged test to determine whether emergency circumstances justify a warrantless entry into a home, which examines: "whether (1) the officers have an objectively reasonable basis to believe there is an immediate need to protect the lives or safety of themselves or others, and (2) the manner and scope of the search is reasonable." United States v. Najar, 451 F.3d at 717-18. A court is "guided by the realities of the situation presented by the record," and should consider the facts from the viewpoint of "prudent, cautious, and trained officers." United States v. Porter, 594 F.3d 1251, 1258 (10th Cir.2010) (citation omitted). "Reasonable belief does not require absolute certainty; the standard is more lenient than the probable cause standard." United States v. Porter, 594 F.3d at 1258 (citation omitted). "Officers do not need ironclad proof of `a likely serious, life-threatening' injury to invoke the emergency aid exception." United States v. Porter, 594 F.3d at 1258 (citation omitted). A court must also, however, remember that officers cannot create their own exigent circumstances to justify a warrantless entry. See United States v. Flowers, 336 F.3d 1222, 1230 (10th Cir.2003). In the limited circumstances where the risk of danger to the officers or others gives rise to the exigent circumstance, the court does not require a separate showing of probable cause. See United States v. Najar, 451 F.3d at 718.
An excessive force claim "must... be judged by reference to the specific constitutional standard which governs that right, rather than to some generalized `excessive force' standard." Graham v. Connor, 490 U.S. at 394, 109 S.Ct. 1865. The Supreme Court has long held that all claims of excessive force in the context of an arrest or detention should be analyzed under the Fourth Amendment's reasonableness standard. See Graham v. Connor, 490 U.S. at 395, 109 S.Ct. 1865 ("[A]ll claims that law enforcement officers have used excessive force — deadly or not — in the course of an arrest, investigatory stop, or other `seizure' of a free citizen should be analyzed under the Fourth Amendment and its `reasonableness' standard...."). The Supreme Court recognizes that "police officers are often forced to make split-second judgments — in circumstances that are tense, uncertain, and rapidly evolving — about the amount of force that is necessary in a particular situation." Graham v. Connor, 490 U.S. at 397, 109 S.Ct. 1865. Consequently, "the reasonableness of the officer's belief as to the appropriate level of force should be judged from that on-scene perspective." Saucier v. Katz, 533 U.S. at 205, 121 S.Ct. 2151. When an officer moves for qualified immunity on an excessive-force claim, "a plaintiff is required to show that the force used was impermissible (a constitutional violation) and that objectively reasonable officers could not have thought the force constitutionally permissible (violates clearly established law)." Cortez v. McCauley, 478 F.3d 1108, 1128 (10th Cir.2007).
The Tenth Circuit has provided lists of non-exclusive factors that courts consider when determining whether force was objectively reasonable. In Estate of Larsen v. Murr, 511 F.3d 1255 (10th Cir. 2008), the Tenth Circuit stated:
511 F.3d at 1260. In Weigel v. Broad, 544 F.3d 1143 (10th Cir.2008), the Tenth Circuit also provided:
544 F.3d at 1151-52 (citations omitted). The court assesses "objective reasonableness based on whether the totality of the circumstances justified the use of force, and pay careful attention to the facts and circumstances of the particular case." Estate of Larsen v. Murr, 511 F.3d at 1260 (internal quotation marks omitted).
To avoid a "Monday morning quarterback" approach, the Fourth Amendment does not require the use of the least, or even a less, forceful or intrusive alternative to effect custody, so long as the use of force is reasonable under Graham v. Connor. The Fourth Amendment requires only that the defendant officers chose a "reasonable" method to end the threat that the plaintiff posed to the officers in a force situation, regardless of the availability of less intrusive alternatives. Graham v. Connor, 490 U.S. at 397, 109 S.Ct. 1865.
In Michigan Department of State Police v. Sitz, 496 U.S. 444, 450-51, 110 S.Ct. 2481, 110 L.Ed.2d 412 (1990), the Supreme Court examined a case addressing the constitutionality of highway sobriety checkpoints and stated that Brown v. Texas, 443 U.S. 47, 99 S.Ct. 2637, 61 L.Ed.2d 357 (1979),
496 U.S. at 453-54, 110 S.Ct. 2481. See Illinois v. Lafayette, 462 U.S. 640, 647, 103 S.Ct. 2605, 77 L.Ed.2d 65 (1983) ("[T]he reasonableness of any particular government activity does not necessarily turn on the existence of alternative `less intrusive' means."). To avoid unrealistic second guessing, the Fourth Amendment does not require that an officer use the least-intrusive alternative available to protect himself or others so long as the method chosen is reasonable.
In United States v. Sokolow, 490 U.S. 1, 109 S.Ct. 1581, 104 L.Ed.2d 1 (1989), the Supreme Court examined the Terry
470 U.S. at 686-87, 105 S.Ct. 1568 (quoting Cady v. Dombrowski, 413 U.S. 433, 447, 93 S.Ct. 2523, 37 L.Ed.2d 706 (1973)).
In Marquez v. City of Albuquerque, 399 F.3d 1216 (10th Cir.2005), the Tenth Circuit disagreed with the plaintiff's contention that expert testimony about when a police dog's use is objectively reasonable and about how defendant Lehocky's actions violated "well established law enforcement standards ... should have been admitted since it would have been helpful to the jury in determining whether Lehocky used a reasonable amount of force." 399 F.3d at 1222. In so holding, the Tenth Circuit explained:
Marquez v. City of Albuquerque, 399 F.3d at 1222.
In United States v. Melendez-Garcia, 28 F.3d 1046 (10th Cir.1994), the Tenth Circuit stated: "We must avoid unrealistic second guessing of police officers' decisions in this regard and thus do not require them to use the least intrusive means in
"Thus, the clearly established law in the Tenth Circuit holds that the Fourth Amendment does not require an officer to use the least or a less forceful alternative." Jonas v. Bd. of Comm'rs of Luna Cnty., 699 F.Supp.2d 1284, 1296 (D.N.M.2010) (Browning, J.). See, e.g., Blossom v. Yarbrough, 429 F.3d at 968 (quoting Medina v. Cram, 252 F.3d at 1133) ("It is well settled that `the reasonableness standard does not require that officers use alternative, less intrusive means' when confronted with a threat of serious bodily injury."); Jiron v. City of Lakewood, 392 F.3d 410, 414 (10th Cir.2004) (stating that, in police-shooting case, officers are not required to use alternative, less intrusive means if their conduct is objectively reasonable). See also Roy v. Inhabitants of the City of Lewiston, 42 F.3d 691, 695 (1st Cir.1994) ("[I]n close cases, a jury does not automatically get to second guess these life and death decisions, even though plaintiff has an expert and a plausible claim that the situation could better have been handled differently."); Diaz v. Salazar, 924 F.Supp. 1088, 1100 (D.N.M.1996). Moreover, the reasonableness standard does not require that officers use "alternative `less intrusive' means." Illinois v. Lafayette, 462 U.S. 640, 647-48, 103 S.Ct. 2605, 77 L.Ed.2d 65 (1983). The Court has also rejected the consideration of a less intrusive alternative to end a threat. See Chamberlin v. City of Albuquerque, No. 02-0603, 2005 WL 2313527, at *2 (D.N.M. July 31, 2005) (Browning, J.) (precluding the plaintiff's police procedures expert from testifying at trial regarding alternative less intrusive means).
"The touchstone of due process is protection of the individual against arbitrary action of government ... whether the fault lies in a denial of fundamental procedural fairness ... or in the exercise of power without any reasonable justification in the service of a legitimate governmental objective." Graves v. Thomas, 450 F.3d 1215,
The ultimate measure whether conduct by state actors violates due process is whether "the challenged government action `shocks the conscience' of federal judges." Ruiz v. McDonnell, 299 F.3d 1173, 1183 (10th Cir.2002) (quoting Uhlrig v. Harder, 64 F.3d 567, 573 (10th Cir.1995)). To succeed on a substantive due-process claim, a "plaintiff must demonstrate a degree of outrageousness and a magnitude of potential or actual harm that is truly conscience shocking." Camuglia v. City of Albuquerque, 448 F.3d 1214, 1223 (10th Cir.2006) (quoting Uhlrig v. Harder, 64 F.3d at 574). More specifically, "a § 1983 violation based on substantive due process `must be predicated on a state action manifesting one of two traditional forms of wrongful intent — that is, either (1) an intent to harm; or (2) an intent to place a person unreasonably at risk of harm.'" Ward v. Anderson, 494 F.3d 929, 938 (10th Cir.2007) (quoting Uhlrig v. Harder, 64 F.3d at 573). In determining whether a defendant's actions shock the conscience, three principles guide a court's analysis: (i) the need for restraint in defining the scope of substantive due process; (ii) the recognition that 42 U.S.C. § 1983 should not be used to replace state tort law; and (iii) the propriety of deferring to local policymakers' decisions regarding public safety. See Valdez v. New Mexico, 109 Fed.Appx. 257, 262 (10th Cir.2004); Ruiz v. McDonnell, 299 F.3d at 1184. Lastly, ordinary negligence does not shock the conscience, and even permitting unreasonable risks to continue is not necessarily conscience shocking. Rather, a plaintiff must demonstrate a degree of outrageousness, and a magnitude of potential or actual harm, that is truly conscience shocking. See Ruiz v. McDonnell, 299 F.3d at 1184.
The Court will grant summary judgment on James' excessive force claims asserted under a Fourth Amendment theory as Carter did not seize Murphy Sr. or M. Murphy within the meaning of the Fourth Amendment. Because James' unlawful entry claims are not in the Amended Complaint, and because James would have to move to amend to add these claims to the case, the Court will deny leave to amend. Granting leave to amend on the unlawful entry claims would be futile. The Court will enter summary judgment on James' unlawful entry claims as exigent circumstances justified Carter's conduct in ordering the SWAT raid and his conduct was reasonable. The Court will grant summary judgment on James' unlawful entry claims as no unlawful entry occurred based on the existence of exigent circumstances and Carter acted reasonably in ordering
Qualified immunity shields government officials from liability where "their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Pearson v. Callahan, 555 U.S. at 231, 129 S.Ct. 808 (quoting Harlow v. Fitzgerald, 457 U.S. at 818, 102 S.Ct. 2727). When a defendant asserts qualified immunity at summary judgment, the responsibility shifts to the plaintiff to meet a "heavy two-part burden." Medina v. Cram, 252 F.3d at 1128. The plaintiff must demonstrate on the facts alleged: (i) that the defendant's actions violated his or her constitutional or statutory rights; and (ii) that the right was clearly established at the time of the alleged unlawful activity. See Riggins v. Goodman, 572 F.3d at 1107.
Here, even when viewing the facts in the light most favorable to James, James has not established that a seizure of Murphy Sr. or M. Murphy occurred in violation of the Fourth Amendment. Consequently, the Court will enter summary judgment on her excessive force claims with respect to her Fourth Amendment theory against Carter.
An arrest constituting a seizure occurs when there is the exercise of a certain degree of physical force or submission to the assertion of authority. See California v. Hodari, 499 U.S. at 626, 111 S.Ct. 1547. The Tenth Circuit has identified several factors that are relevant in determining whether a person has been seized within the meaning of the Fourth Amendment. They include:
Jones v. Hunt, 410 F.3d at 1226 (internal quotation marks omitted). Additionally, "[v]iolation of the Fourth Amendment requires an intentional acquisition of physical control. A seizure occurs even when an unintended person or thing is the object of the detention or taking, but the detention or taking itself must be willful." Brower v. Cnty. of Inyo, 489 U.S. at 596, 109 S.Ct. 1378 (1989).
When law enforcement officers exercise a certain degree of physical force against a person, that assertion of force will normally qualify as a seizure. "[A]pprehension by the use of deadly force is a seizure subject to the reasonableness requirement of the Fourth Amendment." Tennessee v.
The material facts regarding whether Carter seized Murphy Sr. are as follows. Carter, entered 1612 Spence SE and took a position in a west side, upstairs bedroom. See Carter Interview at 20:12-22:11. 1612 Spence SE is adjacent to and immediately east of 1608 Spence SE. See Carter Interview at 22:3-11. From the second story window on the west side of 1612 Spence
It is undisputed that Carter did not hit Murphy with his bullet. There would be an issue whether a seizure in violation of the Fourth Amendment occurred if Carter had hit Murphy Sr. and killed him or had hit Murphy Sr. and he had either submitted to this show of authority or did not submit to this show of authority. The undisputed facts indicate that Carter did not interact with Murphy Sr. after he fired this shot in a way that would indicate he further attempted to exercise physical force over Murphy Sr. or have Murphy Sr. submit to a show of authority. James has also pointed to no evidence suggesting that Murphy Sr. submitted to Carter's show of authority. Once the movant meets his or her initial summary judgment burden, rule 56(e) requires the non-moving party to designate specific facts showing that there is a genuine issue for trial. See Celotex Corp. v. Catrett, 477 U.S. at 324, 106 S.Ct. 2548; Anderson v. Liberty Lobby, Inc., 477 U.S. at 256, 106 S.Ct. 2505. Given that the Tenth Circuit has not directly held that a seizure occurs even when an officer shoots a person who subsequently decides to not submit to that show of authority, the Court concludes that the Tenth Circuit would not find a seizure occurred in this case. See Thomas v. Durastanti, 607 F.3d at 663. Carter shot at Murphy Sr., missed, and did not further interact with Murphy Sr. See Thomas v. Durastanti, 607 F.3d at
Likewise, the factors the Tenth Circuit has listed in Jones v. Hunt to determine whether a seizure has occurred would not be particularly helpful.
James contends that Carter seized M. Murphy when he fired the bullet that passed by her. The Defendants counter that no seizure can occur without actual submission by the individual, and that no facts indicate M. Murphy submitted to Carter's show of authority in firing the bullet. See MSJ at 19. Furthermore, they argue that Carter did not intentionally or willfully attempt to seize M. Murphy, which precludes the occurrence of a seizure under the Fourth Amendment. See MSJ at 19.
"[W]hether a particular seizure is reasonable is dependent on the `totality of the circumstances.'" Ryder v. City of Topeka, 814 F.2d at 1419 n. 16. An arrest constituting a seizure occurs when there is the exercise of a certain degree of physical force or submission to the assertion of authority. See California v. Hodari, 499 U.S. at 626, 111 S.Ct. 1547. The Tenth Circuit has identified several factors that are relevant in determining whether a person has been seized within the meaning of the Fourth Amendment. They include:
Jones v. Hunt, 410 F.3d at 1226 (internal quotation marks omitted). Additionally, "[v]iolation of the Fourth Amendment requires an intentional acquisition of physical control. A seizure occurs even when an unintended person or thing is the object of the detention or taking, but the detention or taking itself must be willful." Brower v. Cnty. of Inyo, 489 U.S. at 596, 109 S.Ct. 1378.
"[A]pprehension by the use of deadly force is a seizure subject to the reasonableness requirement of the Fourth Amendment." Tennessee v. Garner, 471 U.S. at 7, 105 S.Ct. 1694. "To determine the constitutionality of a seizure `[courts] must balance the nature and quality of the intrusion on the individual's Fourth Amendment interests against the importance of the governmental interests alleged to justify the intrusion.'" Tennessee v. Garner, 471 U.S. at 8, 105 S.Ct. 1694. The balance of these competing interests is one of the key principles underlying the Fourth Amendment. See Tennessee v. Garner, 471 U.S. at 8, 105 S.Ct. 1694. "Because one of the factors is the extent of the intrusion, it is plain that reasonableness depends on not only when a seizure is made, but also how it is carried out." Tennessee v. Garner, 471 U.S. at 8, 105 S.Ct. 1694.
The Tenth Circuit found in Childress v. City of Arapaho that no seizure occurred when officers fired into a van at some fugitives, which resulted in the officers accidentally hitting two hostages — the plaintiffs — in the vehicle. See 210 F.3d at 1155-57. The Tenth Circuit concluded that no seizure occurred, because the officers accidentally, not intentionally, hit the plaintiffs, as the officers intended to restrain the van and the fugitives rather than the hostages. See Childress v. City
Childress v. City of Arapaho, 210 F.3d at 1157 (quoting Brower v. Cnty. of Inyo, 489 U.S. at 596, 109 S.Ct. 1378). The Tenth Circuit reached this conclusion even though the police officers knew that the plaintiffs were in the van with the fugitives. See Childress v. City of Arapaho, 210 F.3d at 1155-57.
The material facts for this claim are as follows. Carter, entered 1612 Spence SE and took a position in a west side, upstairs bedroom. See Carter Interview at 20:12-22:11. 1612 Spence SE is adjacent to and immediately east of 1608 Spence SE. See Carter Interview at 22:3-11. From the second story window on the west side of 1612 Spence SE, Carter could see directly into the second story bedroom of 1608 Spence SE. See Carter Interview at 22:3-11. During the time that Carter was positioned at 1612 Spence SE, Carter was able to observe Murphy Sr. and M. Murphy who were both located in M. Murphy's second story bedroom at 1608 Spence SE. See M. Murphy Depo. at 123:24-124:14; Carter Interview at 25:3-9. While Murphy Sr. and M. Murphy were upstairs, Murphy Sr. asked M. Murphy to bring him a glass of water. See M. Murphy Depo. at 122:15-18. To retrieve the glass of water, M. Murphy exited the bedroom and proceeded down a hallway, which shared an adjoining wall with M. Murphy's room, and led to the top of a staircase that descended to the first floor where the kitchen is located. See M. Murphy Depo. at 125:18-126:8. As M. Murphy walked through the hallway, an interior wall concealed her from the view of Murphy Sr. and Carter. See M. Murphy Depo. at 125:25-127:8. Similarly, the interior wall prevented M. Murphy from seeing Murphy Sr. and Carter as she walked through the hallway. See M. Murphy Depo. at 125:25-126:8. Carter then fired one round from his rifle. See Carter Interview at 32:17-33:1. Carter aimed this shot at Murphy Sr. See Carter Interview at 33:10-12. This round did not strike Murphy Sr. or M. Murphy and did not cause them any physical injuries. See MSJ ¶ 52, at 10 (setting forth this fact); Response at 2-3 (not disputing this fact). As M. Murphy walked through a hallway to the stairs, a bullet pierced through the wall and almost struck M. Murphy. See M. Murphy Depo. at 126:18-127:7. Although the trajectory of the bullet was close to M. Murphy, Officer Carter's round did not strike M. Murphy or cause her any physical injuries. See M. Murphy Depo. at 131:2-7. After the bullet struck another wall, M. Murphy ran downstairs and into the kitchen of her house. See M. Murphy Depo. at 131:8-16. Carter did not intend this shot that he fired at Murphy Sr. — a shot that missed — to almost strike M. Murphy. See MSJ ¶ 59, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Carter did not know nor should he have known that the shot he fired at Murphy Sr. would almost strike M. Murphy. See MSJ ¶ 60, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Carter did not restrain, arrest, imprison, or otherwise treat M. Murphy as if she was a suspect. See MSJ ¶ 61, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Carter did not fire his weapon with intent
The undisputed material facts are that Carter did not intentionally seize or otherwise willfully acquire physical control over M. Murphy. The key case on point on this issue is Childress v. City of Arapaho. The Tenth Circuit found in Childress v. City of Arapaho that no seizure occurred when officers fired in a van at some fugitives, which resulted in the officers accidentally hitting two hostages — the plaintiffs — in the vehicle. See 210 F.3d at 1155-57. The Tenth Circuit concluded that no seizure occurred, because the officers accidentally, not intentionally, hit the plaintiffs, as the officers intended to restrain the van and the fugitives rather than the hostages. See Childress v. City of Arapaho, 210 F.3d at 1157. As the Tenth Circuit described:
Childress v. City of Arapaho, 210 F.3d at 1157 (quoting Brower v. Cnty. of Inyo, 489 U.S. at 596, 109 S.Ct. 1378). The Tenth Circuit reached this conclusion even though the police officers knew that the plaintiffs were in the van with the fugitives. See Childress v. City of Arapaho, 210 F.3d at 1155-57. Here, unlike in Childress v. City of Arapaho, Carter did not hit M. Murphy. That situation weighs against the occurrence of a seizure, because the impact of a bullet more strongly suggests a seizure. Furthermore, much like this Tenth Circuit case, Carter did not intentionally or willfully attempt to seize M. Murphy. "Violation of the Fourth Amendment requires an intentional acquisition of physical control. A seizure occurs even when an unintended person or thing is the object of the detention or taking, but the detention or taking itself must be willful." Brower v. Cnty. of Inyo, 489 U.S. at 596-97, 109 S.Ct. 1378. The Supreme Court has distinguished between the occurrence of an unintentional tort and a Fourth Amendment violation. See Brower v. Cnty. of Inyo, 489 U.S. at 596, 109 S.Ct. 1378. James has not disputed that Carter did not act intentionally or willfully with respect to firing the bullet that passed by M. Murphy. Consequently, even when viewing the facts in the light most favorable to James, the facts do not support a finding that a seizure occurred.
James did not directly respond to the argument that no seizure occurred in her Response. At the hearing, James argued that many of the Tenth Circuit cases to which the Defendants have cited are distinguishable, as they did not involve a seizure in a home. First, James cited no authority at the hearing to support this argument. Second, the relevant provisions of her Response in which she cites authority on this issue focus on whether the government's conduct is reasonable, and not on the issue whether a seizure has occurred. See Response at 7-8. Third, the Supreme Court and the Tenth Circuit have clearly articulated that a seizure must be
In her Response, James has raised a variety of allegations concerning the officers' "warrantless entry" into the Murphy home in violation of the Fourth Amendment based on the legitimate privacy interests that the family had in their home. Response at 8-9. The Defendants objected in their Reply to the inclusion of these allegations in the Response, arguing that James never asserted "illegal entry" claims in her Amended Complaint. Reply at 8. The Tenth Circuit interprets the inclusion of new allegations in a response to a motion for summary judgment as a potential request to amend the complaint. See Martinez v. Potter, 347 F.3d 1208, 1211 (10th Cir.2003). At the pre-trial conference on October 28, 2011, the parties agreed that the Court could these unlawful entry claims raised in the Response without requiring James to formally seek leave to amend her Amended Complaint. See Oct. 28, 2011 Tr. at 8:20-10:2. In this situation, the Tenth Circuit has recommended that a plaintiff should still formally amend his complaint. See Martinez v. Potter, 347 F.3d at 1211 ("If an amendment is permitted, we think the federal rules contemplate a formal amended complaint, an amended answer and inclusion of the issue in the initial pretrial report and the pretrial order."). Based on the agreement at the hearing, the Court will treat the allegations regarding unlawful entry claims in the Response as an unopposed motion seeking leave to amend the Amended Complaint. The Court will deny leave to amend, however, because amendment would be futile. The parties have also agreed that the Court can address these issues as part of the disposition of this Motion for Summary Judgment. Consequently, the Court will now address these unlawful entry claims.
James argues that the circumstances of this case did not justify a warrantless entry under the exigent-circumstances doctrine. See Response at 8. She asserts that a warrantless entry of a home is presumptively unconstitutional. See Response at 8. She contends that there was no immediate danger that justified Carter ordering the SWAT raid of the home. The Defendants point out that Carter never entered the home himself. The Defendants also argue that the circumstances of this case justified entrance into the home, as exigent circumstances existed based on the potential danger to M. Murphy as demonstrated by Murphy Sr.'s violent conduct.
In Brigham City, Utah v. Stuart, the Supreme Court recently addressed the existence of exigent circumstances in a factual situation similar to the one presented in this case. The Supreme Court found that exigent circumstances existed when police arrived at a loud party and heard a disturbance inside the home. See 547 U.S. 398, 400-01, 126 S.Ct. 1943, 164 L.Ed.2d 650 (2006). The officers responded at three o'clock in the morning to complaints about a loud party. See id. at 401, 126 S.Ct. 1943.
In Michigan v. Fisher, ___ U.S. ___, 130 S.Ct. 546, 175 L.Ed.2d 410 (2009) (per curiam), the Supreme Court also found that exigent circumstances existed in a similar factual scenario to this case. In Michigan v. Fisher, the Supreme Court likewise concluded that the police officers had exigent circumstances to enter the home under the "emergency aid exception." 130 S.Ct. at 548-49. In that case, police officers responded to a dispute where neighbors had stated that the defendant was "going crazy." Id. at 547. When the police officers arrived, they saw a pickup in the driveway with its front smashed, damaged fenceposts, three broken windows, glass still on the ground, and blood on the hood of the pickup and the clothes inside the pickup. See id. The officers could see the individual inside the house, screaming and throwing things. See id. The officers knocked on the door, but the defendant did not respond. See id. at 548-49. They saw that the defendant had cut his hand, and they asked whether he needed medical attention. See id. at 547. One officer ventured into the house, and the defendant pointed a gun at him. See id. at 548-49. The state courts suppressed the evidence obtained from the arrest that followed. See id. at 547-48. The Supreme Court reversed the decision, concluding that exigent circumstances existed. See id. at 548. Applying the rationale in Brigham City, Utah v. Stuart, the Supreme Court noted that the emergency aid exception applied, thus making the officer's entry into the home reasonable. See Michigan v. Fisher, 130 S.Ct. at 548-49. The Supreme Court noted that the officers observed a tumultuous situation in the house when they arrived, and could see violent behavior inside. See id. The Supreme Court also pointed out:
See id. Thus, the officers did not need to actually see violence targeted at an individual if "[i]t would be objectively reasonable to believe that [an individual's conduct] might have a human target (perhaps a spouse or a child)." Id.
In United States v. Martinez, 643 F.3d 1292 (10th Cir.2011), the Tenth Circuit concluded that exigent circumstances did not exist to justify warrantless entry into the home. In that case, the 911 call center
In an unpublished case, United States v. Belisle, 164 Fed.Appx. 657 (10th Cir.2005) (unpublished), the Tenth Circuit concluded that exigent circumstances existed to order the warrantless entry of a home. In that case, officers received a report of a disturbance involving a gun at an apartment complex. See United States v. Belisle, 164 Fed.Appx. at 658. Two officers arrived to investigate. See id. One of the officers interviewed the resident who phoned the police. See id. The resident explained that her neighbor had asked to use the telephone; the neighbor was distraught, because "some people apparently inside of their apartment [were] causing trouble with her husband" and "there was some friends in his house." Id. The resident had agreed that she would retrieve the neighbor's child from the apartment. See id. The resident entered her neighbor's apartment, where she encountered the defendant on the couch, and the defendant pointed his gun at her. See id. at 658-59. The resident was frightened, but took the child and returned to her own apartment. See id. at 659. After this interview with the resident, the officers knocked on the neighbor's door. See id. They asked the defendant to step outside of the apartment, and the defendant complied. See id. The defendant was initially non-compliant with the officers' questions. See id. He responded negatively that there were guns, or other persons besides his daughter or wife, in the apartment. See id. He claimed that the resident who entered the neighbor's home had seen only a knife, and not a gun. See id. While one officer was speaking with the defendant, another officer entered the home through the front door, which was cracked open two to three inches. See id. The defendant's wife denied the existence of a gun, but using a ruse, the officer was able to get her to admit where the gun was located. See id. The officers then received consent to look for other weapons, and then arrested the defendant for possession of a firearm based on his previous felony. See id. at 659-60. The Tenth Circuit concluded that exigent circumstances justified entering the home. See id. at 660-62. The defendant tried to argue that there was no immediate danger. See id. at 660-61. The Tenth Circuit emphasized that a court
In Cortez v. McCauley, 478 F.3d 1108 (10th Cir.2007), the Tenth Circuit concluded that exigent circumstances did not exist to justify a warrantless search of a home. The police department received a call from a nurse at a hospital informing the police that a woman had brought in a child who complained that her babysitter's "boyfriend" had "hurt her pee pee." 478 F.3d at 1112-13. The officers did not wait to receive the results of the medical exam. See id. at 1113. The officers did not interview the child or her mother. See id. When the officers arrived at the home, the people inside were asleep. See id. The plaintiffs woke up once the officers arrived and inquired what was going on through a closed screen door. See id. The officers ordered them to leave the house. See id. After the officers arrested the plaintiffs, they performed a warrantless search of the home. See id. The Tenth Circuit concluded that the officers had "offered nothing, beyond innuendo and speculation, to establish objectively reasonable grounds of an emergency." See id. at 1124. The Tenth Circuit noted that the officers pointed to no specific facts that would lead them to believe the plaintiffs posed a threat to the officers or the others. See id. The Tenth Circuit noted that no evidence in the record suggested others were in the home. See id.
The Tenth Circuit concluded in United States v. Martin, 613 F.3d 1295 (10th Cir. 2010), that exigent circumstances existed justifying the warrantless entry of a home. In that case, officers received a call that someone had been shot in the chest. See 613 F.3d at 1298. People at the scene identified the shooter and said that he had fled on foot. See id. The officers obtained a photograph of the defendant's girlfriend. See id. The officers arrived at the girlfriend's home seeking to get a statement for her, roughly four hours after the shooting. See id. The officers could not get the attention of anyone in the apartment, but heard voices approaching the door. See id. The officers spoke with a man, the defendant, who approached the door, and he responded giving them the name the officers had earlier determined was the name of the suspect. See id. As the defendant said this, he began to step back further into the home. See id. The officers identified themselves as police, and told him to put his hands on his head and turn around. See id. The defendant did not do as told, and said he has something on him. See id. The officers were not able to see his hands and interpreted the statement as the defendant having a gun. See id. The officers then entered the
Id. at 1305.
In Lundstrom v. Romero, 616 F.3d 1108 (10th Cir.2010), the Tenth Circuit concluded that the officers did not have a reasonable belief that exigent circumstances existed. In that case, officers responded to a 911 call that someone was disciplining a child who was screaming. See 616 F.3d at 1115-16. The Tenth Circuit concluded that the officers had no reliable information that anyone else was in the house with the plaintiff. A neighbor told the officers that the information they had previously received regarding whether a child was in the home was not accurate and that the voice of the person screaming at the child was female voice. See id. at 1116-17. This neighbor stated that she was a retired police officer. See id. at 1117. The plaintiff was male. See id. at 1116-17. The plaintiff had denied any child was in the home. See id. at 1116-17. The Tenth Circuit concluded that the officers did not "have a reasonable basis for believing Lundstrom posed an immediate threat to them, himself, ... or anyone else." Id. at 1124-25. The Tenth Circuit noted that it "might have reached a different conclusion if the record contained some indication of a child's presence." Id. at 1125. The child's voice that neighbors had overheard sounded like it was a toddler or younger. See id. at 1115.
Given the factually intensive inquiry whether exigent circumstances existed and whether an officer's conduct was reasonable under the Fourth Amendment, the Court considers virtually all of the facts that the Defendants and James have presented to be material. The Court notes that James has specifically controverted one of the Defendants' facts included in their Motion for Summary Judgment regarding why Murphy Sr. threatened or restrained his daughter from leaving the home. James successfully controverted that Murphy Sr. engaged in this conduct to harm or threaten M. Murphy. While James has controverted that Murphy Sr. intended to threaten or restrain his daughter, she did not controvert that, "Murphy Sr. grabbed Mariah by her arm and pulled her back into the residence stating, `You're not going anywhere,'" after she had "attempt[ed] to walk passed [sic] Murphy who was standing at the front door." MSJ ¶ 30, at 7. She also did not controvert that officers saw M. Murphy in the home and told him to "release Mariah." MSJ ¶ 28, at 7. She provided an additional material fact, however, that Murphy Sr. "never threatened Mariah while they were in the house together." Response ¶ 19, at 6. It is also undisputed that Murphy Sr.'s restraint of M. Murphy occurred after Murphy Sr. had waved the knife around in front of officers, acted in a threatening manner towards them, and thrown various items at the police officers. James has also pointed to some testimony from Carter indicating that he had not discussed the specific crimes Murphy Sr. had committed with the other officers: "At the
James did not dispute a variety of other facts that the Defendants presented relating to Murphy Sr.'s conduct and other related facts regarding Carter's actions. These facts include that: (i) Murphy Sr. was standing outside of Bandera's door armed with a knife; (ii) Bandera feared for his safety as a result of Murphy Sr.'s conduct and called the APD for assistance; (iii) shortly afterwards, an officer saw Murphy Sr. driving around in a pickup waving his knife; (iv) an officer saw Murphy Sr. throw a beer bottle out of the vehicle while he was driving; (v) when Sanders arrived at Murphy Sr.'s home, he stepped out of the residence holding a twelve- to fourteen-inch knife; (vi) Murphy Sr. told the officers to release his son or someone would get hurt; (vii) Murphy Sr. acted in a threatening manner towards police officers, including yelling at them over a period of time; (viii) the officers knew a teenage girl, M. Murphy, was in the home; (ix) the officers told Murphy Sr. to release M. Murphy from the home and he did not comply; (x) various officers who negotiated with Murphy Sr. over a period of time were not able to defuse the situation; (xi) Murphy Sr. threw a beer bottle at one of the officers, which resulted in some glass striking the officer; (xii) Murphy Sr. threw his boom box radio at the officers, missing them; (xiii) Carter had spoken with the other officers about the situation; (xiv) Carter knew Murphy Sr. was armed with a knife, a dangerous weapon; (xv) Murphy refused to surrender the knife when requested to do so; (xvi) Carter knew Murphy Sr. had a knife before he shot at Murphy Sr.; and (xvii) Carter never hit Murphy Sr. or M. Murphy with a bullet.
Notably, the Supreme Court has recognized that, in determining the reasonableness of an officer's conduct under the Fourth Amendment, courts cannot consider whether the officer believed his conduct violated the Fourth Amendment. See Brigham City, Utah v. Stuart, 547 U.S. at 404, 126 S.Ct. 1943 ("An action is `reasonable' under the Fourth Amendment, regardless of the individual officer's state of mind, `as long as the circumstances, viewed objectively, justify [the] action.'" (alteration in original)). Thus, it is irrelevant whether Carter believed exigent circumstances existed. The Tenth Circuit has also recognized that courts cannot consider suspects' subjective intentions why they acted the way they did in the context of Fourth Amendment analysis. See Reeves v. Churchich, 484 F.3d at 1253 ("Thus, just as we objectively examine a police officer's conduct under the Fourth Amendment, the Reeves' subjective motives behind their failure to submit are irrelevant." (citation omitted)). Thus, whether Murphy Sr. intended to threaten his daughter is irrelevant. The police officers could only observe Murphy Sr. restrain his daughter after she attempted to walk past him and tell her that she was not going anywhere. The Fourth Amendment analysis requires a court to consider the facts that the officers observed from an on-scene perspective without considering these subjective intentions. See Saucier v. Katz, 533 U.S. at 205, 121 S.Ct. 2151 ("Because `police officers are often forced to
Exigent circumstances generally refers to the following circumstances: "imminent danger of serious bodily harm, imminent danger of destruction of important property, response to an emergency, or hot pursuit of a fleeing felon." United States v. Gonzalez, 763 F.2d 1127, 1132 n. 5 (10th Cir.1985). In emergency-aid situations, the Tenth Circuit employs a two-pronged test to determine whether emergency circumstances justify a warrantless entry into a home, which examines: "whether (1) the officers have an objectively reasonable basis to believe there is an immediate need to protect the lives or safety of themselves or others, and (2) the manner and scope of the search is reasonable." United States v. Najar, 451 F.3d at 717-18. A court is "guided by the realities of the situation presented by the record," and should consider the facts from the viewpoint of "prudent, cautious, and trained officers." United States v. Porter, 594 F.3d 1251, 1258 (10th Cir.2010) (citation omitted). "Reasonable belief does not require absolute certainty; the standard is more lenient than the probable cause standard." United States v. Porter, 594 F.3d at 1258 (citation omitted). "Officers do not need ironclad proof of `a likely serious, life-threatening' injury to invoke the emergency aid exception." United States v. Porter, 594 F.3d at 1258 (citation omitted). The Tenth Circuit has noted that guns and knives are both dangerous weapons. See United States v. Holt, 264 F.3d 1215, 1223 (10th Cir.2001) (en banc) (per curiam), abrogated on other grounds as stated in United States v. Stewart, 473 F.3d 1265, 1269 (10th Cir.2007).
The Court concludes that Carter had exigent circumstances when he ordered the SWAT raid. Carter could reasonably determine that exigent circumstances existed based on his own observations. In United States v. Belisle, officers faced a similar factual scenario to the one present in this case. In that case, officers received a report of a disturbance involving a gun at an apartment complex, and two officers arrived to investigate. See 164 Fed.Appx. at 658. One of the officers learned from the resident who telephoned the police that a man inside her neighbor's home likely had a gun, which he had pointed at the resident when she went inside the home. See id. at 658-59. There was also some indication that others inside the home might be in danger from some individuals who were visiting the home. See id. at 658. The resident had agreed that she would retrieve the neighbor's child from the apartment. See id. The officers spoke with the man who allegedly pointed the gun at the resident. See id. at 659. The man was initially non-compliant, and responded negatively that there were guns or other persons besides his daughter or wife in the apartment. See id. He stated that the resident who entered the neighbor's home
The situation in United States v. Belisle is comparable to the facts of this case based on the ongoing risk inside the home which Murphy Sr. posed. It is undisputed that Carter knew Murphy Sr. was still in the home with M. Murphy when he ordered the SWAT raid. It is also undisputed that he knew Murphy Sr. was armed with a knife. While it is also undisputed that M. Murphy had just walked out of the room before Carter ordered the SWAT raid, Murphy Sr. was still in the home armed with this weapon within close proximity of M. Murphy — the next room. Carter would also have had no knowledge of the home's interior — which could impact how easily Murphy Sr. could pursue M. Murphy — or how far M. Murphy planned to go outside of the room. No new facts indicated to the officers that the level of threat had decreased in a material way. Murphy Sr. had acted in an unpredictable manner throughout the night. While Carter may not have observed him acting in a threatening manner towards M. Murphy at that moment, Carter knew he was armed with a weapon and that negotiations with Murphy Sr. were unsuccessful.
The facts of this case are also analogous to the Supreme Court's Michigan v. Fisher decision. In that case, police officers responded to a dispute where neighbors had stated that the defendant was "going crazy." 130 S.Ct. at 547. Likewise, the officers in this case responded to similar allegations regarding Murphy Sr. standing in front of Bandera's door with a knife. In Michigan v. Fisher, when the police officers arrived, they saw a pickup in the driveway with its front smashed, damaged fenceposts, three broken windows, glass still on the ground, and blood on the hood of the pickup and the clothes inside the pickup. See 130 S.Ct. at 547. In this case, when Carter and the other SWAT members arrived, negotiations with Murphy Sr. to calm down, release M. Murphy, and surrender the knife continued and remained unsuccessful. In Michigan v. Fisher, the officers could see the individual creating the disturbance inside the house, screaming and throwing things. See 130 S.Ct. at 547. Here, the officers observed Murphy Sr. brandishing a weapon and restraining his daughter from leaving the home. Carter knew that Murphy Sr. was armed with a knife and that M. Murphy was in the home with Murphy Sr. after they had retreated to the upstairs bedroom. Following a knock on the door to which the defendant did not respond, the officers in Michigan v. Fisher saw that the defendant had cut his hand and asked whether he needed medical attention. See 130 S.Ct. at 547. Those facts convinced the Supreme Court that officers could enter the defendant's home without a warrant, even before the defendant then pointed a gun at them after they entered the home. In this case, officers observed Murphy Sr. restrain his daughter once she attempted to leave and could not successfully convince him to release her. Calling Michigan v. Fisher "[a] straightforward application of the emergency aid exception," the Supreme Court concluded that exigent circumstances existed to justify warrantless entry of the home. Michigan v. Fisher, 130 S.Ct. at 548-49. In particular, the Supreme Court noted:
Michigan v. Fisher, 130 S.Ct. at 548-49. Unlike Michigan v. Fisher, officers in this case, including Carter, observed a specific individual in the home to whom Murphy Sr. posed a threat, M. Murphy. Additionally,
While it is true that M. Murphy was Murphy Sr.'s daughter, the Supreme Court in Michigan v. Fisher also addressed where the potential target of the defendant's violence was "a spouse or a child." 130 S.Ct. at 548-49. Several cases in which the Tenth Circuit found exigent circumstances existed justifying warrantless entry into a home similarly involved a risk to the suspect's family members. See Lundstrom v. Romero, 616 F.3d at 1124-25 (noting that exigent circumstances did not exist but mentioning that conclusion might have been different if record contained some indication of a child's presence in the home who was reportedly one of the plaintiffs' daughters); Silvan W. v. Briggs, 309 Fed.Appx. 216, 222 (10th Cir.2009) (unpublished) (noting that state officials may remove a child from his or her home without predeprivation notice and hearing when exigent circumstances exist); United States v. Belisle, 164 Fed.Appx. at 661 (risk posed to the defendant's wife and child in the home). Drawing all reasonable inferences in James' favor, the Court cannot reasonably conclude that M. Murphy being Murphy Sr.'s daughter affects the existence of an exigency given the surrounding circumstances "as they would have appeared to prudent, cautious, and trained officers" reacting to a potential domestic violence situation. Armijo ex rel. Armijo Sanchez v. Peterson, 601 F.3d 1065, 1071 (10th Cir.2010). Even in the context of a summary judgment motion that involves a qualified immunity defense, courts must evaluate the circumstances giving rise to the potential exigency "as they would have appeared to prudent, cautious, and trained officers." Armijo ex rel. Armijo Sanchez v. Peterson, 601 F.3d at 1067-68, 1071.
While a warrantless search is presumptively unreasonable, other presumptions can arise. Specifically, the Tenth Circuit recently noted:
United States v. Martin, 613 F.3d at 1305. That case involved the warrantless entry of a dwelling. See United States v. Martin, 613 F.3d at 1299-1305. This presumption that officers would not need to obtain a warrant arises in the situation presented in this case. Officers were responding to a call that Murphy Sr. had threatened Bandera. They received no information regarding any threats to any children, M. Murphy in this case. Murphy Sr. had driven to his home after officers had seen him on the street acting erratically. Officers secured his son as a possible witness. Murphy Sr. then told the officers to release his son or that someone would get hurt. Murphy Sr. refused to drop the knife. After Murphy Sr. had engaged in some threatening conduct, officers observed M. Murphy in the home. She attempted to leave the home until Murphy Sr. restrained her. Murphy Sr. remained in the home armed with the knife and alone with M. Murphy. Carter knew that Murphy Sr. still had the knife, that Murphy Sr. was in the home with M. Murphy, and that negotiations with Murphy Sr. were unsuccessful. These facts gave rise to the claimed exigency that arose at the scene. None of the undisputed facts suggest that this situation was "a direct result of a long-planned arrest," but instead suggest that it arose "while the police [were] already out in the field investigating the prior or ongoing conduct which is the basis for the arrest." United States v. Martin, 613 F.3d at 1305.
Furthermore, the exigency did not dissipate because the officers attempted to resolve the situation without entering the home at the moment Murphy Sr. restrained M. Murphy. The Supreme Court has recognized that, under some circumstances, too long of a period of time passing can undercut the officers' claim of exigency, although those situations normally involve alleged hot pursuit of a defendant. See Steagald v. United States, 451 U.S. 204, 221-22, 101 S.Ct. 1642, 68 L.Ed.2d 38 (1981) (holding no exigent circumstances where, upon learning that a federal fugitive might be staying at a house in Atlanta, Georgia, federal agents waited two days before searching the house without a warrant); G.M. Leasing Corp. v. United States, 429 U.S. 338, 358-59, 97 S.Ct. 619, 50 L.Ed.2d 530 (1977) (upholding district court's implicit finding that there were no exigent circumstances, where agents delayed the challenged search for two days following their first entry onto the premises and for one day following the observation that materials were being removed from the premises). The Tenth Circuit has found that a delay of "at least a day" undercut the argument that exigent circumstances existed in one case. See United States v. Wicks, 995 F.2d 964, 980-81 (10th Cir.1993). None of those cases, however, dealt with the emergency-aid exception under the exigent-circumstances doctrine. As the United States Court of Appeals for the Second Circuit has noted: "[E]ven if the agents might have been able to obtain a warrant earlier in the day, their failure to do so at the first opportunity does not bar them from acting on an exigency that arises later." United States v. Gordils, 982 F.2d 64, 70 (2d Cir.1992). The United States Court of Appeals for the Ninth Circuit has also found that a "one hour delay" did not "preclude[] a finding of exigency," particularly when viewing "the circumstances
Here a presumption arose that the officers did not need to obtain a warrant to enter the home, as the exigency arose at the scene. See United States v. Martin, 613 F.3d at 1305. As a general matter, a presumption shifts the burden of production to the opposing party to produce evidence to rebut the presumption. See Pippin v. Burlington Resources Oil & Gas Co., 440 F.3d 1186, 1200 (10th Cir.2006). Similarly, in the context of summary judgment, once the movant meets their burden, rule 56(e) requires the non-moving party to designate specific facts showing that there is a genuine issue for trial. See Celotex Corp. v. Catrett, 477 U.S. at 324, 106 S.Ct. 2548; Anderson v. Liberty Lobby, Inc., 477 U.S. at 256, 106 S.Ct. 2505. James has pointed to no evidence indicating that the APD engaged in any delay. In fact, many of James' additional material facts suggest that Carter acted too quickly rather than engaging in any delay, as he decided to "pick up the ball and run with it," and told Hedrick his plan regarding getting a view of Murphy Sr. from a nearby location rather than taking orders from Hedrick. Response ¶ 3, at 3. While the Court must indulge all reasonable inferences in favor of the non-movant, the non-movant still has an obligation to produce evidence once the burden shifts to him or her. This was a potential hostage situation, as police officers had a reasonable belief that Murphy Sr. would not release M. Murphy from the home and posed an immediate threat to her. Given the sensitivity of dealing with a potential hostage situation that is ongoing, and taking into account the reasonableness of police officers' actions from the on-scene perspective, a court should not penalize officers for trying to defuse the situation peaceably instead of entering the home without a warrant as soon as the exigency arises. See Saucier v. Katz, 533 U.S. at 205, 121 S.Ct. 2151 ("[T]he reasonableness of the officer's belief as to the appropriate level of force should be judged from that on-scene perspective."); Ewolski v. City of Brunswick, 287 F.3d at 499-500, 502-504,
Furthermore, many of the cases in which the Tenth Circuit has found exigent circumstances did not exist are factually distinguishable. In Lundstrom v. Romero, officers responded to a 911 call that someone was disciplining a child who was screaming. See 616 F.3d at 1115-16. The Tenth Circuit concluded that the officers had no reliable information that anyone else was in the house with the plaintiff. A neighbor told the officers that the information they had previously received regarding whether a child was in the home was not accurate and that the voice of the person screaming at the child was female voice. See id. at 1116-17. This neighbor stated that she was a retired police officer. See id. at 1117. The plaintiff was male. See id. at 1116-17. The plaintiff had denied any child was in the home. See id. The Tenth Circuit concluded that the officers did not "have a reasonable basis for believing Lundstrom posed an immediate threat to them, himself, ... or anyone else." Id. at 1124-25. The Tenth Circuit noted that it "might have reached a different conclusion if the record contained some indication of a child's presence." Id. at 1125. The child's voice that neighbors had overheard sounded like it was a toddler or younger. See id. at 1115. Here, police officers had observed Murphy Sr. brandish a knife, which he attempted to use against Bandera and had waved at the officers. They had also observed him throw projectiles at them, including a beer bottle. He had made threats to harm someone if his son was not returned. He restrained his daughter and prevented her from leaving the home. Carter knew that Murphy Sr. still had the knife, that Murphy Sr. was in the home with M. Murphy, and that negotiations with Murphy Sr. were unsuccessful. These facts are unlike the situation in Lundstrom v. Romero, where the police lacked reliable information about who was in the house and had no firsthand observations that a threat existed to any person in conjunction with no indication that the suspect was engaging in any wrongful behavior. Here, there was also reliable information that a young person was at risk in the home. In Brigham City, Utah v. Stuart, the adults in that case were potentially harming juveniles, some of whom were drinking alcohol, when the officers entered the home. See 547 U.S. at 405-06, 126 S.Ct. 1943. The Supreme Court found exigent circumstances justified the warrantless entry of the home in that case. Thus, that M. Murphy was not a small child does not undercut the existence of an exigency. Additionally, viewing the circumstances "as they would have appeared to prudent, cautious, and trained officers," the officers did not know M. Murphy's precise age, other than that she was a teenager. Armijo ex rel. Armijo Sanchez v. Peterson, 601 F.3d at 1071. Furthermore, an immediate threat to a spouse — who would in the significant majority of cases be older than a teenager — can justify a warrantless entry of the home under the emergency aid exception of the exigent-circumstances doctrine. See Michigan v. Fisher, 130 S.Ct. at 548-49 ("It would be objectively reasonable to believe that Fisher's projectiles might have a human target (perhaps a spouse or a child)...."); United States v. Belisle, 164 Fed.Appx. at 661
Additionally, the situation in the Tenth Circuit case Cortez v. McCauley, where exigent circumstances did not exist, is distinguishable from the facts of this case. In that case, the police department received a call from a nurse at a hospital advising that a woman had brought in a child who complained that her babysitter's "boyfriend" had "hurt her pee pee." 478 F.3d at 1112-13. The officers did not wait to receive the results of the medical examination. See id. at 1113. The officers did not interview the child or her mother. See id. When the officers arrived at the home, the people inside were asleep. See id. The plaintiffs woke up and inquired what was happening through a closed screen door. See id. The officers ordered them to leave the house. See id. After the officers arrested the plaintiffs, they performed a warrantless search of the home. See id. The Tenth Circuit concluded that the officers had "offered nothing, beyond innuendo and speculation, to establish objectively reasonable grounds of an emergency." Id. at 1124. Unlike that case, the officers here had a variety of corroborating circumstances to indicate that Murphy Sr. could harm someone, including their own personal observations. They arrived in the area because he was standing outside a neighbor's door with a knife, and the neighbor called 911. When the officers arrived, he threatened to harm them or someone else. He brandished a knife at them. He would not allow his daughter to leave. Officers attempted to negotiate with him, but he refused to calm down and relinquish the knife. Carter knew that Murphy Sr. still had the knife, that Murphy Sr. was in the home with M. Murphy, and that negotiations with Murphy Sr. were unsuccessful. She had just left the room with him when Carter ordered the SWAT raid. These facts are closer to the cases where the Supreme Court and the Tenth Circuit have concluded that exigent circumstances exist.
Furthermore, the other officers' knowledge regarding Murphy Sr's conduct can be imputed to Carter under the collective-knowledge doctrine. Under the collective-knowledge doctrine — also called the "fellow officer rule" — the knowledge of one officer supporting a search or seizure may be imputed to other law enforcement officers acting in conjunction with the knowledgeable officer. See United States v. Hensley, 469 U.S. 221, 232-33, 105 S.Ct. 675, 83 L.Ed.2d 604 (1985); United States v. Wilkinson, 633 F.3d 938, 941 (10th Cir.2011). The collective-knowledge doctrine "can be conceptualized using two categories: `horizontal' collective knowledge and `vertical' collective knowledge." United States v. Chavez, 534 F.3d 1338, 1345 (10th Cir.2008). "The first category subsumes situations where a number of individual law enforcement officers have pieces of the probable cause puzzle, but no single officer possesses information sufficient for probable cause." United States v. Chavez, 534 F.3d at 1345 (citing United States v. Shareef, 100 F.3d 1491, 1503-05 (10th Cir.1996)). In these situations, a court "must consider whether the individual officers have communicated the information they possess individually, thereby pooling their collective knowledge
The Court will take into account this collective-knowledge rule in its exigent circumstances analysis. Although the parties have not directed the Court's attention to, and the Court has not found, cases which discuss whether the collective-knowledge doctrine can be used to impute knowledge of exigent circumstances, the only authority which the Court has found has suggested that the collective-knowledge doctrine can be used. See United States v. Russell, 436 F.3d at 1094-95; Anthony v. City of New York, 339 F.3d at 137; United States v. Pelletier, No. 05-09-P-S, 2005 WL 1800084, at *12 n. 17 (D.Me. July 27, 2005). Additionally, the Court has applied this doctrine in the context of exigent circumstances in a prior case. See United States v. Christy, 810 F.Supp.2d at 1261-69, 2011 WL 3933868, at *40-47. Application of the collective-knowledge doctrine to impute knowledge of exigent circumstances is consistent with the Supreme Court's holding in United States v. Hensley. In United States v. Hensley, the Supreme Court held: "[I]f a flyer or bulletin has been issued on the basis of articulable facts supporting a reasonable suspicion that the wanted person has committed an offense, then reliance on that flyer or bulletin justifies a stop to check identification...." 469 U.S. at 232, 105 S.Ct. 675. The Supreme Court recognized that "effective law enforcement cannot be conducted unless police officers can act on directions and information transmitted by one officer to another and that officers, who must often act swiftly, cannot be expected to cross-examine their fellow officers about the foundation for the transmitted information." United States v. Hensley, 469 U.S. at 231, 105 S.Ct. 675 (citation omitted). It stated that "[t]he law enforcement interests promoted by allowing one department to make investigatory stops based upon another department's bulletins or flyers are considerable, while the intrusion on personal security is minimal." United States v. Hensley, 469 U.S. at 232, 105 S.Ct. 675.
Here, officers had tried to defuse the situation before entering the home without a warrant. Roughly twenty minutes had passed between the initial 911 call and the officers' call for SWAT team assistance. They felt the situation had escalated to such a significant degree that it was necessary to call in the SWAT team. Officers initially arrived at the scene because they received a call that Murphy Sr. was standing in front of Bandera's door with a knife. Murphy Sr. had engaged in a variety of threatening behavior, towards both officers and other individuals. He had thrown a beer bottle and a boom box at the officers, and refused to surrender his knife. The officers were not sure if Murphy Sr. would injure his daughter, and he had refused to release her when they requested him to do so. After he refused to release his daughter, officers called the SWAT team. While Carter may have not known all of the specifics of Murphy Sr.'s conduct, other officers had requested the SWAT team's assistance, because they did not believe they could adequately handle the situation. Carter was a member of this SWAT team. Carter also knew Murphy Sr. was armed with a knife. Carter had a better viewpoint than most of the officers on the situation, as he had a view of Murphy Sr. and M. Murphy in her bedroom. Given that Murphy Sr. had engaged in a variety of threatening behavior and erratic conduct, including telling the officers to shoot him and threatening to hurt someone, and that the officers could not have known Murphy Sr.'s subjective intentions, the officers were not sure what Murphy Sr. would do to M. Murphy. The Tenth Circuit has recognized that courts cannot consider suspects' subjective intentions why they acted the way they did in the context of Fourth Amendment analysis. See Reeves v. Churchich, 484 F.3d at 1253 ("Thus, just as we objectively examine a police officer's conduct under the Fourth Amendment, the Reeves' subjective motives behind their failure to submit are irrelevant." (citation omitted)). Thus, whether Murphy Sr. intended to threaten his daughter is irrelevant. The police officers could only observe him restrain his daughter after she attempted to walk past him and tell her that she was not going anywhere. The Fourth Amendment analysis requires a court to consider the facts that the officers observed from an on-scene perspective without considering these subjective intentions. See Saucier v. Katz, 533 U.S. at 205, 121 S.Ct. 2151 ("Because `police officers are often forced to make split-second judgments — in circumstances that are tense, uncertain, and rapidly evolving — about the amount of force that is necessary in a particular situation,' the reasonableness of the officer's belief... should be judged from that on-scene perspective.").
While it is true that a warrantless search is presumptively unreasonable, other presumptions can arise. Specifically, the Tenth Circuit recently noted:
United States v. Martin, 613 F.3d at 1305. That case involved the warrantless entry of a dwelling. See United States v. Martin, 613 F.3d at 1299-1305. This presumption that officers would not need to obtain a warrant arises in the situation presented in this case. Officers were responding to a call that Murphy Sr. had threatened Bandera. They had receive no information regarding any threats to any children, M. Murphy in this case. Murphy Sr. had returned to his home after officers had seen him on the street acting erratically. Officers secured his son as a possible witness. Murphy Sr. then told the officers to release the son or that someone would get hurt. Murphy Sr. refused to drop the knife. After Murphy Sr. had waved the knife at officers and thrown various items at them, including a glass bottle and a boom box, officers observed M. Murphy in the home. She attempted to leave the home until Murphy Sr. restrained her. This restraint is the claimed exigency that arose at the scene. None of the undisputed facts suggest that this situation was "a direct result of a long-planned arrest," but suggest instead that it arose "while the police [were] already out in the field investigating the prior or ongoing conduct which is the basis for the arrest." United States v. Martin, 613 F.3d at 1305.
An analysis of the applicable case law leads to the conclusion that exigent circumstances existed. The facts of this case are most directly analogous to the Supreme Court's Michigan v. Fisher decision. In that case, police officers responded to a dispute where neighbors had stated that the defendant was "going crazy." 130 S.Ct. at 547. Likewise, the officers in this case responded to similar allegations regarding Murphy Sr. standing in front of Bandera's door with a knife. In Michigan v. Fisher, when the police officers arrived, they saw a pickup in the driveway with its front smashed, damaged fenceposts, three broken windows, glass still on the ground, and blood on the hood of the pickup and the clothes inside the pickup. See 130 S.Ct. at 547. In this case, when police first observed Murphy Sr., he was driving around in his pickup, waving a knife out his window and throwing beer bottles to the ground. In Michigan v. Fisher, the officers could see the individual creating the disturbance inside the house, screaming and throwing things. See 130 S.Ct. at 547. Here, the officers observed Murphy Sr. brandishing a weapon, received various threats from Murphy Sr., and had to avoid the projectiles he threw at them. Following a knock on the door to which the defendant did not respond, the officers in Michigan v. Fisher saw that the defendant had cut his hand and asked whether he needed medical attention. See 130 S.Ct. at 547. Those facts convinced the Supreme Court that officers could enter the defendant's home without a warrant, even before the defendant then pointed a gun at them after they entered the home. In this case, officers observed Murphy Sr. restrain his daughter once she attempted to leave and could not successfully convince him to release her. Calling Michigan v. Fisher "[a] straightforward application of the emergency aid exception," the Supreme Court concluded that exigent circumstances existed to justify warrantless entry of the home. Michigan v. Fisher, 130 S.Ct. at 548-49. In particular, the Supreme Court noted:
Michigan v. Fisher, 130 S.Ct. at 548-49. Unlike Michigan v. Fisher, officers in this case observed a specific individual in the home to whom Murphy Sr. posed a threat, M. Murphy. Additionally, they observed a weapon, a twelve- to fourteen-inch knife, while the officers in Michigan v. Fisher did not observe the weapon until after they entered the home, instead observing various projectiles which the defendant threw inside the home. Given that the Supreme Court found the factual pattern in Michigan v. Fisher to be a "straightforward application of the emergency aid exception" and that it was "plain ... that the officer's entry was reasonable under the Fourth Amendment," the Court cannot reasonably conclude that exigent circumstances did not exist under the facts of this case. Michigan v. Fisher, 130 S.Ct. at 548-49. It was reasonable for officers to enter the house without a warrant to give aid to M. Murphy and also potentially Murphy Sr., who had acted in an erratic manner telling officers to shoot him and that he was going to hurt someone. Viewing the situation from the officer's perspective without considering Murphy Sr.'s or M. Murphy's subjective thoughts, the officers faced a serious situation. Negotiations with Murphy Sr. were unsuccessful, and he had threatened to harm both the officers and someone, which could have included M. Murphy. He restrained her from leaving, which she attempted to do at the police officer's requests. They then retreated into the home where the officers could no longer negotiate with Murphy Sr. or convince him to release M. Murphy. Murphy Sr. continued to wield the knife. As the Court has previously determined, that M. Murphy was Murphy Sr.'s daughter or that she was a teenager would not undercut the exigency under these circumstances.
Carter can rely on the other officers' knowledge and observations for the purposes of establishing exigent circumstances. It is not disputed that Carter was at the scene with the other SWAT members while the APD CNT were negotiating with Murphy Sr. As the Court has concluded, the officers at the scene, including Holloway, Sanders, Trujillo, and Molander, had exigent circumstances based on the immediate threat to M. Murphy. Molander called in the SWAT team for assistance. This situation is a vertical knowledge situation under the collective-knowledge doctrine. "[O]ne officer has" exigent circumstances "and instructs another officer to act, but does not communicate the corpus of information known to the first officer that would justify the action." United States v. Chavez, 534 F.3d at 1345 (emphasis in original). In these situations, the relevant inquiry is whether the officer who requested that other law enforcement officer to conduct a search or make a seizure had a sufficient legal basis to make the request. See United States v. Rodriguez-Rodriguez, 550 F.3d at 1227 ("When law enforcement officials rely on a bulletin or alert to conduct a stop or make an arrest, the relevant inquiry is whether the officer who issued the alert — rather than the officer who conducted the challenged action — had the requisite level of suspicion."). That requirement is met here, as the officers at the scene who called in the SWAT team had a reasonable basis to conclude that exigent circumstances existed under the emergency-aid
Even taking all the facts in the light most favorable to James and drawing all reasonable inferences in her favor, there is no genuine issue of material fact whether an exigency existed. James has not rebutted the presumption that the officers did not need to obtain a warrant based on the exigency arising at the scene, such as pointing to evidence indicating that they engaged in any significant delay. Likewise, M. Murphy exiting the room did not diminish the threat Murphy Sr. posed given his erratic and aggressive behavior, as he still had the knife in his possession. She was still in the adjacent room, and Carter would have had no knowledge of the layout inside the home or where M. Murphy planned to go in the home. Carter only needed a reasonable belief that Murphy Sr. posed an immediate threat to M. Murphy, which the circumstances viewed from an objectively reasonable standpoint of an officer in Carter's position supported.
None of the authority to which James points undercuts the Court's conclusion. The most similar case regarding exigent circumstances to which James cites is factually distinguishable. In that case, the police tried to argue that exigent circumstances existed based on accusations that the plaintiff had engaged in unpredictable and dangerous behavior, general knowledge that he had access to a handgun and had threatened to kill his former wife and her family, and that he could have potentially escaped to carry out this threat against them. See Garrison v. City of Cushing, 5 F.3d 545, 1993 WL 332284, at *4-5 (10th Cir.1993) (unpublished table decision). Unlike this case, the family was at a different location than where the police found the plaintiff. See id. at *1-2. The Tenth Circuit concluded that there was no immediate threat to the lives of the police officers or others. See id. at *5. The Tenth Circuit relied on the family being at a different location in reaching its conclusion, and those facts are not present in this case. In Garrison v. City of Cushing, the plaintiff had committed the crime several days before and was in hiding, which undercut the officers' argument that there was an exigency. See id. at *1, 5. Unlike
With respect to the issue of the reasonableness of Carter's conduct, James also contends that Carter improperly decided to take a commanding role and order the SWAT team to enter the home. James cites no authority that indicates this conduct would violate Murphy Sr.'s Fourth Amendment rights. The Tenth Circuit has recognized that "no violation of a constitutional right aris[es] from the decision to deploy [a] SWAT team" when a plaintiff does not present evidence that the person ordering the SWAT raid knew that the SWAT team would use excessive force, knew that the SWAT team members intended to cause harm to any person, or that the person who ordered the SWAT team told the SWAT team members to use excessive force. Holland ex rel. Overdorff v. Harrington, 268 F.3d at 1191. The Tenth Circuit also noted that "[t]he specific conduct of the SWAT deputies during" the raid at issue in the case was "another matter," but concluded that the district court erred in not entering summary judgment on qualified immunity grounds with respect to the officers that ordered the use of the SWAT team. Holland ex rel. Overdorff v. Harrington, 268 F.3d at 1191. Here, James has not pointed to any evidence indicating that Carter knew that the SWAT team would use excessive force, that he knew that they intended to cause harm to any person, or that he ordered the SWAT team to use excessive force. See Holland ex rel. Overdorff v. Harrington, 268 F.3d at 1191. Thus, even when viewing the facts in the light most favorable to James, the argument that Carter's decision to order the SWAT raid violated Murphy Sr.'s and M. Murphy's Fourth Amendment rights is unpersuasive. James bears the burden to present such evidence to establish a constitutional violation, although Carter bears the burden to present evidence regarding the existence of an exigency. Consequently, the Court concludes that no Fourth Amendment violation occurred, as Carter had exigent circumstances to authorize the warrantless entry of the home and he acted reasonably in doing so.
Even if Carter's conduct violated the Fourth Amendment, the law regarding such a violation was not clearly established. The plaintiff in a qualified immunity case has the burden to establish that a right is clearly established. See Holland ex rel. Overdorff v. Harrington, 268 F.3d at 1186. A clearly established right is generally defined as a right so thoroughly developed and consistently recognized under the law of the jurisdiction as to be "indisputable" and "unquestioned." Zweibon v. Mitchell, 720 F.2d at 172-173. "Ordinarily, in order for the law to be clearly established, there must be a Supreme Court or Tenth Circuit decision on point, or the clearly established weight of authority from other courts must have found the law to be as the plaintiff maintains." Strepka v. Miller, 28 Fed.Appx. at 829-30. See Medina v. City and Cnty. of Denver, 960 F.2d at 1498. "In determining whether the right was `clearly established,' the court assesses the objective legal reasonableness of the action at the time of the alleged violation and asks whether `the contours of the right [were] sufficiently clear that a reasonable official would understand that what he is doing violates that right.'" Holland ex rel. Overdorff v. Harrington, 268 F.3d at 1186 (quoting Anderson v. Creighton, 483 U.S. at 640, 107 S.Ct. 3034). The Supreme Court has observed that it is generally not necessary to find a controlling decision declaring the "very action in question ... unlawful." Anderson v. Creighton, 483 U.S. at 640, 107 S.Ct. 3034. However, "[t]he contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right." Anderson v. Creighton, 483 U.S. at 635, 107 S.Ct. 3034. This rule protects officers in that they "can have reasonable, but mistaken, beliefs as to the facts establishing the existence of probable cause or exigent circumstances, for example, and in those situations courts will not hold that they have violated the Constitution." Saucier v. Katz, 533 U.S. at 205, 121 S.Ct. 2151. Qualified immunity operates "to protect officers from the sometimes `hazy border between excessive and acceptable force,' and to ensure that before they are subjected to suit, officers are on notice their conduct is unlawful." Saucier v. Katz, 533 U.S. at 205, 121 S.Ct. 2151. "The operation of this standard, however, depends substantially upon the level of generality at which the relevant `legal rule' is to be identified." Anderson v. Creighton, 483 U.S. at 639, 107 S.Ct. 3034. The Tenth Circuit has adopted a sliding scale to determine when law is clearly established: "The more obviously egregious the conduct in light of prevailing constitutional principles, the less specificity is required from prior case law to clearly establish the violation." See Casey v. City of Fed. Heights, 509 F.3d 1278, 1284 (10th Cir.2007).
Even if the Court were to conclude that ordering the entry of the SWAT raid was unconstitutional based on the lack of exigent circumstances, the Court does not conclude that the law regarding this violation was clearly established. As the Supreme Court articulated in Saucier v. Katz, qualified immunity still applies when an officer has "reasonable, but mistaken, beliefs as to the facts establishing the existence
If M. Murphy walking out of the room before Carter ordered the SWAT raid would be a basis for concluding that no exigent circumstances existed based on the lack of immediate threat to M. Murphy and potential delay by the officers, the law regarding such a violation was not clearly established. The Supreme Court has emphasized
A general test, such as the exigent circumstances test, must apply to "limitless factual circumstances," making it difficult to predict how a court will apply a test under a particular set of facts. Saucier v. Katz, 533 U.S. at 205, 121 S.Ct. 2151. While it is generally not necessary to find a controlling decision declaring the "very action in question ... unlawful," Anderson v. Creighton, 483 U.S. at 640, 107 S.Ct. 3034, an officer can still rely on a qualified immunity defense if he makes a "reasonable, but mistaken, belief[] as to the facts establishing the existence of ... exigent circumstances, for example," Saucier v. Katz, 533 U.S. at 206, 121 S.Ct. 2151. Courts cannot consider "at a high level of generality" whether the law was clearly established, but must look for "clear law (clear answers) that would apply to the situation at hand." Mascorro v. Billings, 656 F.3d 1198, 1208 (10th Cir.2011). This is particularly true when the violation was not egregious under the Tenth Circuit's sliding scale approach. James points to general case law regarding the presumption that a warrantless entry into a home is unconstitutional and that deal with exigent
James has alleged that Carter's conduct violated Murphy Sr.'s and M. Murphy's Fourteenth Amendment substantive due-process rights. See Amended Complaint ¶ 84, at 18-19.
"The touchstone of due process is protection of the individual against arbitrary action of government ... whether the fault lies in a denial of fundamental procedural fairness ... or in the exercise of power without any reasonable justification in the service of a legitimate governmental objective." Graves v. Thomas, 450 F.3d at 1220 (quoting Cnty. of Sacramento v. Lewis, 523 U.S. at 845-46, 118 S.Ct. 1708). The ultimate measure of whether conduct by state actors violates due process is whether "the challenged government action `shocks the conscience' of federal judges." Ruiz v. McDonnell, 299 F.3d at 1183 (quoting Uhlrig v. Harder, 64 F.3d at 573). To succeed on a substantive due-process claim, a "plaintiff must demonstrate a degree of outrageousness and a magnitude of potential or actual harm that is truly conscience shocking." Camuglia v. City of Albuquerque, 448 F.3d at 1223 (quoting Uhlrig v. Harder, 64 F.3d at 574). More specifically, "a § 1983 violation based on substantive due process `must be predicated on a state action manifesting one of two traditional forms of wrongful intent — that is, either (1) an intent to harm; or (2) an intent to place a person unreasonably at risk of harm.'" Ward v. Anderson, 494 F.3d at 938 (quoting Uhlrig v. Harder, 64 F.3d at 573). In determining whether a defendant's actions shock the conscience, three principles guide the Court's analysis: (i) the need for restraint in defining the scope of substantive due process; (ii) the recognition that 42 U.S.C. § 1983 should not be used to replace state tort law; and (iii) the propriety of deferring to local policymakers' decisions regarding public safety. See
With respect to excessive force claims, the Supreme Court recognizes that "police officers are often forced to make split-second judgments — in circumstances that are tense, uncertain, and rapidly evolving — about the amount of force that is necessary in a particular situation." Graham v. Connor, 490 U.S. at 397, 109 S.Ct. 1865. Consequently, "the reasonableness of the officer's belief as to the appropriate level of force should be judged from that on-scene perspective." Saucier v. Katz, 533 U.S. at 205, 121 S.Ct. 2151. When an officer moves for qualified immunity on an excessive force claim, "a plaintiff is required to show that the force used was impermissible (a constitutional violation) and that objectively reasonable officers could not have thought the force constitutionally permissible (violates clearly established law)." Cortez v. McCauley, 478 F.3d at 1128.
The Tenth Circuit has provided lists of non-exclusive factors that courts consider when determining whether force was objectively reasonable. In Estate of Larsen v. Murr, the Tenth Circuit stated:
511 F.3d at 1260. In Weigel v. Broad, the Tenth Circuit also provided:
544 F.3d at 1151-52 (citations omitted). A court should assess "objective reasonableness based on whether the totality of the circumstances justified the use of force, and pay careful attention to the facts and circumstances of the particular case." Estate of Larsen v. Murr, 511 F.3d at 1260 (internal quotation marks omitted).
To avoid a "Monday morning quarterback" approach, the Fourth Amendment does not require the use of the least, or even a less, forceful or intrusive alternative to effect custody, so long as the use of force is reasonable under Graham v. Connor. The Fourth Amendment requires only that the defendant officers chose a "reasonable" method to end the threat that the plaintiff posed to the officers in a force situation, regardless of the availability of less intrusive alternatives. Graham v. Connor, 490 U.S. at 397, 109 S.Ct. 1865.
In Michigan Department of State Police v. Sitz, the Supreme Court examined a case addressing the constitutionality of highway sobriety checkpoints, and stated that Brown v. Texas
496 U.S. at 453-54, 110 S.Ct. 2481. See Illinois v. Lafayette, 462 U.S. at 647, 103 S.Ct. 2605 ("[T]he reasonableness of any particular government activity does not necessarily turn on the existence of alternative `less intrusive' means."). To avoid unrealistic second guessing, the Fourth Amendment does not require that an officer use the least-intrusive alternative available to protect himself or others so long as the method chosen is reasonable.
With respect to the issue of deadly force, courts must consider the reasonableness of the use of deadly force from "the totality of the circumstances." Phillips v. James, 422 F.3d at 1083. "Where the officer has probable cause to believe that the suspect poses a threat of serious physical harm, either to the officer or to others, it is not constitutionally unreasonable to prevent escape by using deadly force." Carr v. Castle, 337 F.3d at 1227 (quoting Tennessee v. Garner, 471 U.S. at 11, 105 S.Ct. 1694). As the Tenth Circuit noted:
Carr v. Castle, 337 F.3d at 1227 (quoting Tennessee v. Garner, 471 U.S. at 11, 105 S.Ct. 1694). On the other hand, "[w]here the suspect poses no immediate threat to the officer and no threat to others, the harm resulting from failing to apprehend him does not justify the use of deadly force to do so.... A police officer may not seize an unarmed, nondangerous suspect by shooting him dead." Tennessee v. Garner, 471 U.S. at 11, 105 S.Ct. 1694. The use of deadly force is justified under the Fourth Amendment "if a reasonable officer in the Defendant's position would have had probable cause to believe that there was a threat of serious physical harm to themselves or to others." Phillips v. James, 422 F.3d at 1083. A court should also consider whether the officers were in danger at the moment that they used force and whether the officers' own reckless or deliberate conduct during the seizure unreasonably created the need to use such force. See Phillips v. James, 422 F.3d at 1083. Negligent acts that precipitate a confrontation, on the other hand, are not actionable. See Blossom v. Yarbrough, 429 F.3d at 968. A court may consider only events immediately connected with the seizure. See Blossom v. Yarbrough, 429 F.3d at 968. Depending on the context and the seriousness of the violation in question, employing the assistance of a SWAT team can render a search unreasonable. See Phillips v. James, 422 F.3d at 1082.
Given the factually intensive inquiry whether a substantive due-process violation occurred under the facts of a particular case, the Court considers virtually all of the facts the Defendants and James have presented to be material. The Court notes that James specifically controverted one of the Defendants' facts included in their Motion for Summary Judgment regarding why Murphy Sr. threatened or
One of the most analogous Tenth Circuit cases that the Court has found is Latta v. Keryte, 118 F.3d 693 (10th Cir.1997). In that case, the officer received a dispatch that there was an intoxicated driver slumped over the steering wheel of a vehicle near the interstate. See Latta v. Keryte, 118 F.3d at 695. The officer was able to confirm this information through his observations, and also noticed the driver was looking at the officer in his rearview mirrors and then began fumbling with something underneath his seat. See Latta v. Keryte, 118 F.3d at 695-96. The officer approached the vehicle and noticed that the driver appeared to be unclean, and that his clothes were dirty and unkempt, which the officer concluded meant the driver had been on a drinking binge. See Latta v. Keryte, 118 F.3d at 696. The officer asked the driver if he was alright and asked him to get out of the car. See Latta v. Keryte, 118 F.3d at 696. The driver did not respond, and began to lock his doors and roll up his windows when approached from the other side of the vehicle. See Latta v. Keryte, 118 F.3d at 696. The driver asked for the officer's identification as a police officer. See Latta v. Keryte, 118 F.3d at 696. As the officer reached for his identification, the driver sped off, and the officer pursued him. See Latta v. Keryte, 118 F.3d at 696. The officer concluded that the driver was traveling at about fifty miles per hour in a sixty-five mile per hour zone. See Latta v. Keryte, 118 F.3d at 696. The officer tried to pass the vehicle, but the driver would swerve his vehicle to prevent the officer from passing. See Latta v. Keryte, 118 F.3d at 696. The officer became concerned that the driver would try to leave the interstate and travel to a populated area where he might cause an accident. See Latta v. Keryte, 118 F.3d at 696. The
The district court dismissed the driver's excessive force claims on summary judgment based on qualified immunity grounds. See Latta v. Keryte, 118 F.3d at 695. The Tenth Circuit affirmed the order granting summary judgment. See Latta v. Keryte, 118 F.3d at 702. In evaluating the driver's excessive force claims based on a substantive due-process theory, the Tenth Circuit found that, even though the officer had used potentially deadly force to stop the driver, the officer's conduct was reasonable in light of the circumstances, particularly given that the driver might injure himself or others. See Latta v. Keryte, 118 F.3d at 702. The Tenth Circuit also noted that the driver's injuries were minimal, as the officer's actions during the pursuit did not cause him any physical injury. See Latta v. Keryte, 118 F.3d at 702. The Tenth Circuit also pointed out that the record contained no indication that the officer acted with improper motive or malice, and rather that the driver had only argued that he acted with excessive zeal amounting to an abuse of official power that shocks the conscience. See Latta v. Keryte, 118 F.3d at 702.
Here, much like in Latta v. Keryte, Carter's use of deadly force does not shock the conscience. The use of deadly force is reasonable under the Fourth Amendment "if a reasonable officer in the Defendant's position would have had probable cause to believe that there was a threat of serious physical harm to themselves or to others." Phillips v. James, 422 F.3d at 1083. On the other hand, to succeed on a substantive due-process claim, a "plaintiff must demonstrate a degree of outrageousness and a magnitude of potential or actual harm that is truly conscience shocking." Camuglia v. City of Albuquerque, 448 F.3d at 1223. Notably, it does not matter whether or not Carter actually believed he was authorized to use deadly force, as courts must evaluate a police officer's conduct objectively. See Brigham City, Utah v. Stuart, 547 U.S. at 404, 126 S.Ct. 1943 ("An action is `reasonable' under the Fourth Amendment, regardless of the individual officer's state of mind, `as long as the circumstances, viewed objectively, justify [the] action.'" (alteration in original)). Based on Murphy Sr.'s refusal to comply with the officers' requests, including the release of M. Murphy, Carter's awareness that Murphy Sr. had engaged in some threatening and erratic behavior, and that a continuing threat existed, the Court concludes that Carter's use of deadly force does not shock the conscious. Carter had sufficient facts before him to conclude that there was a threat of serious physical harm to M. Murphy. While Murphy Sr. may have had no intention of harming M. Murphy, the Court cannot consider a suspect's subjective intentions in a Fourth Amendment analysis and must also evaluate Carter's conduct objectively from the perspective of a reasonable officer in Carter's position. See Reeves v. Churchich, 484 F.3d at 1253. Carter could not have known Murphy Sr.'s
Furthermore, Carter's decision involved "the kind of instantaneous judgment call that is so often required of law enforcement personnel," as the situation could have at any moment escalated to a specific danger to M. Murphy or to the other officers. Radecki v. Barela, 146 F.3d 1227, 1232 (10th Cir.1998). While there is a dispute over where exactly M. Murphy was when Carter fired the shot based on testimony from some other officers who were in the home, James did not specifically controvert the Defendants' asserted material fact that M. Murphy had passed out of Carter's view when he fired the shot. The parties do not dispute that M. Murphy had walked outside of the room before Carter fired the shot. James also points to testimony from Carter that Murphy Sr. was approaching M. Murphy with the knife before Carter fired the shot. Where a rational trier of fact, considering the record as a whole, could not find for the non-moving party, there is no genuine issue for trial. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. at 587, 106 S.Ct. 1348. Carter would have had even more grounds to use deadly force on Murphy Sr. if Murphy Sr. had been approaching M. Murphy with a knife, as she would be in imminent danger of death or serious injury. Even viewing the facts in the light most favorable to James under both scenarios, where M. Murphy had passed out of view when Carter fired the shot or where Murphy Sr. was approaching M. Murphy with a knife and then Carter fired the shot, Carter's conduct would have still not resulted in a violation of Murphy Sr.'s substantive due-process rights under either scenario. If Carter waited until M. Murphy passed out of view, those facts
Furthermore, as the Tenth Circuit has indicated, a court should also consider whether the plaintiff suffered any harm from the officer's conduct in evaluating a substantive due-process claim in the context of excessive force. See Latta v. Keryte, 118 F.3d at 702 ("Second, the extent of Mr. Latta's injury was minimal. Mr. Latta admits that Officer's actions during the pursuit did not cause him any physical injury. As we stated in Bella: `[W]e have never upheld an excessive force claim without some evidence of physical injury.'" (footnote omitted) (citations omitted)). While officers did ultimately kill Murphy Sr., James has not presented any evidence that Carter firing the bullet at Murphy Sr. ever harmed him.
With respect to the argument that exigent circumstances did not exist to justify Carter ordering the SWAT team to enter the home, the Court has concluded that this claim implicates the Fourth Amendment. Under Graham v. Connor and County of Sacramento v. Lewis, a plaintiff cannot state an excessive force claim against officers under a substantive due-process theory when that excessive force claim implicates the Fourth Amendment. See Cnty. of Sacramento v. Lewis, 523 U.S. at 842-844, 118 S.Ct. 1708; Graham v. Connor, 490 U.S. at 395, 109 S.Ct. 1865. The Court concluded earlier that this unlawful entry claim relating to Carter's decision to authorize a warrantless SWAT team entry into the Murphy home implicated the Fourth Amendment. Consequently, James may not rely on a substantive due-process theory to assert an excessive force claim against Carter based on this conduct. See Cnty. of Sacramento v. Lewis, 523 U.S. at 842-844, 118 S.Ct. 1708; Graham v. Connor, 490 U.S. at 395, 109 S.Ct. 1865. Furthermore, the Court concluded that this conduct did not violate the Fourth Amendment.
James has not demonstrated a degree of outrageousness, and a magnitude of potential or actual harm, that is conscience shocking. See Ruiz v. McDonnell, 299 F.3d at 1184. James has pointed to no authority that supports her position that under the facts of this case a substantive due-process violation occurred with respect to Murphy Sr. Likewise, assuming such a violation did occur, James points to no authority indicating that Carter's conduct violated clearly established law.
James has alleged that Carter's conduct violated M. Murphy's Fourteenth Amendment substantive due-process rights. See Amended Complaint ¶ 84, at 18-19. With respect to M. Murphy, the Defendants point out that there is no evidence
The Tenth Circuit has previously dismissed substantive due-process claims brought by innocent bystanders killed during a police struggle with a suspect. See Childress v. City of Arapaho, 210 F.3d at 1157 (citing Radecki v. Barela, 146 F.3d at 1232). In the context of bystanders alleging a violation of their substantive due-process rights, the Tenth Circuit inquires "whether the officers `acted with an intent to harm the participants or to worsen their legal plight.'" Childress v. City of Arapaho, 210 F.3d at 1158. Gross negligence, recklessness, and even deliberate indifference to a person's plight does not qualify as a violation of a person's substantive due-process rights. See Childress v. City of Arapaho, 210 F.3d at 1158. Instead, a plaintiff must "present specific facts suggesting that the officers harbored an intent to harm them" to establish liability for a substantive due-process claim. Childress v. City of Arapaho, 210 F.3d at 1158.
Here, as the Court has already discussed to some degree in the context of whether Carter seized M. Murphy, James has not pointed to any facts demonstrating that Carter acted with an intent to harm M. Murphy or worsen her legal plight. In fact, James did not dispute the Defendants' material facts contained in their Motion for Summary Judgment to that effect. Specifically, James did not dispute the following material facts. Carter did not know nor should he have known that the shot he fired at Murphy Sr. would almost strike M. Murphy. See MSJ ¶ 60, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Carter did not restrain, arrest, imprison, or otherwise treat M. Murphy as if she was a suspect. See MSJ ¶ 61, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Carter did not fire his weapon with intent to harm M. Murphy "or worsen her legal plight." MSJ ¶ 62, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). After Carter fired this first shot, he did not have any interaction with M. Murphy. See MSJ ¶ 63, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact). Carter did not "intentionally seize[] or otherwise willfully acquire[] physical control over Mariah." MSJ ¶ 64, at 11 (setting forth this fact); Response at 2-3 (not disputing this fact).
Given that James has not disputed these facts, there is no genuine issue of material
In her Amended Complaint, James asserted claims against the Defendants, including Carter, for violations of Murphy Sr.'s, M. Murphy's, and her Equal Protection Clause rights. See Amended Complaint ¶¶ 76-79, at 16-17. At the hearing, James agreed to voluntarily dismiss these claims. See Oct. 4, 2011 Tr. at 22:1-11, 33:25-34:4 (Robles, Court, Lyle). The Motion for Summary Judgment seeks dismissal of all the Equal Protection Clause claims against Carter and the other Defendants. See MSJ at 1, 23-25. Consequently, the Court will enter judgment on the Equal Protection Clause claims pursuant to James' agreement to dismissal of these claims.
Jones v. Hunt, 410 F.3d at 1226 (internal quotation marks omitted)
Graham v. Connor, 490 U.S. at 395, 109 S.Ct. 1865 (emphasis in original). The Supreme Court has later clarified that this holding "simply requires that if a constitutional claim is covered by a specific constitutional provision, such as the Fourth or Eighth Amendment, the claim must be analyzed under the standard appropriate to that specific provision, not under the rubric of substantive due process." United States v. Lanier, 520 U.S. 259, 272 n. 7, 117 S.Ct. 1219, 137 L.Ed.2d 432 (1997). More specifically, the Supreme Court has concluded that, if a search or seizure did not occur, the Fourth Amendment does not cover the situation, and the plaintiff may proceed on a substantive due-process theory. See Cnty. of Sacramento v. Lewis, 523 U.S. at 842-844, 118 S.Ct. 1708 ("The Fourth Amendment covers only `searches and seizures,' neither of which took place here.... Graham's more-specific-provision rule is therefore no bar to respondents' suit."). The Court has concluded that, when Carter fired a shot at Murphy Sr., no seizure occurred. The Court has also concluded that Carter did not seize M. Murphy when he missed her with his bullet. Thus, James may proceed on a substantive due-process theory regarding Carter firing a shot at Murphy Sr. and M. Murphy as the Fourth Amendment does not apply to those situations. See Cnty. of Sacramento v. Lewis, 523 U.S. at 842-844, 118 S.Ct. 1708. The Court has to address, however, whether the Fourth Amendment authorized Carter to order the SWAT team to enter the home without a warrant. Thus, because the Fourth Amendment jurisprudence applies to that situation, James may not proceed on a substantive due-process theory regarding that conduct. See Cnty. of Sacramento v. Lewis, 523 U.S. at 842-844, 118 S.Ct. 1708.